MIROVA SUNFUNDER
MIROVA SUNFUNDER EAST AFRICA Legal Name
Adviser information for MIROVA SUNFUNDER last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kenya |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128075 |
|---|---|
| SEC ERA File Number | 802-128075 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326750 |
| Legal Entity Identifier | None |
Principal Office
WORKIFY, 11TH FLOOR623 WOOD AVENUE PLAZA
NAIROBI
Kenya
Monday - Friday, 9:00AM - 5:00PM
Tel: +254722932047, Fax: None
Chief Compliance Officer
DENNIS WANGUNGU KATEI
WORKIFY, 11TH FLOOR
623 WOOD AVENUE PLAZA
NAIROBI
Kenya
Tel:
+254722932047
D***********@*********M
(Full email address available in API data)
Industry Affiliates
| MIROVA | Other investment adviser, including financial planners |
| MIROVA UK LIMITED | Other investment adviser, including financial planners |
| NATIXIS TRADEX SOLUTIONS (NTEX) | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institution |
| OSTRUM ASSET MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MIROVA GIGATON FUND S.A., SICAV-RAIF | OTHER INVESTMENT FUND | $276.0M | $3.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MIROVA SUNFUNDER INC. | Foreign Entity | – | DIRECT OWNER | 06/2022 | > 75% |
| MIROVA SA | Foreign Entity | MIROVA SUNFUNDER INC. | SHAREHOLDER | 06/2022 | > 75% |
| NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 | Foreign Entity | MIROVA SA | SHAREHOLDER | 12/2018 | > 75% |
| NATIXIS INVESTMENT MANAGERS | Foreign Entity | NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 | SHAREHOLDER | 08/2004 | > 75% |
| NATIXIS | Foreign Entity | NATIXIS INVESTMENT MANAGERS | SHAREHOLDER | 09/2011 | > 75% |
| BPCE SA | Foreign Entity | NATIXIS | SHAREHOLDER | 07/2009 | > 75% |
| DESIDERATO, AUDREY | Individual | – | DIRECTOR & HEAD OF HUB | 06/2022 | < 5% |
| MALAKI, SAMMY | Individual | – | DIRECTOR & HEAD OF FINANCE | 06/2022 | < 5% |
| LEVINSON, RYAN | Individual | – | DIRECTOR AND PRESIDENT | 06/2022 | < 5% |
| KATEI, DENNIS | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| Garner, Chris | Individual | – | DIRECTOR/GENERAL COUNSEL | 11/2022 | < 5% |
| Rouyer, Aude | Individual | – | DIRECTOR | 12/2022 | < 5% |
| Abel, Guillaume, Georges Robert | Individual | – | DIRECTOR | 12/2022 | < 5% |
| ESR KENYA LLP | Foreign Entity | – | COMPANY SECRETARY | 12/2022 | < 5% |