FIRMAMENT ADVISORS PARALLEL IV, LLC
Adviser information for FIRMAMENT ADVISORS PARALLEL IV, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128108 |
|---|---|
| SEC ERA File Number | 802-128108 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326863 |
| Legal Entity Identifier | None |
Principal Office
50 ROCKEFELLER PLAZAFLOOR 2, SUITE 201
NEW YORK
NY
United States
Monday - Friday, 8-5
Tel: 212.956.1061, Fax: None
Chief Compliance Officer
MARIE ISABELLE PALACIOS HARDY
GENERAL COUNSEL
50 ROCKEFELLER PLAZA
FLOOR 2, SUITE 201
NEW YORK
NY
United States
Tel:
212-314-0177
M*************@************M
(Full email address available in API data)
Industry Affiliates
| FIRAMENT ASSOCIATES PARALLEL IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIRAMENT CAP ASSOCIATES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIRMAMENT ADVISORS SBIC III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FIRMAMENT ADVISORS SBIC IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FIRMAMENT ASSOCIATES SBIC IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIRMAMENT CAP ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FIRMAMENT CAPITAL PARTNERS SBIC III LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIRMAMENT CAPITAL PARTNERS SBIC IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIRMAMENT OPPORTUNITIES ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FIRMAMENT OPPORTUNITIES ASSOCIATES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MCLARTY CAPITAL ADVISORS SBIC II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MCLARTY CAPITAL ADVISORS SBIC, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MCLARTY CAPITAL PARTNERS SBIC II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MCLARTY CAPITAL PARTNERS SBIC, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MCLARTY CAPITAL PARTNERS UK LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIRMAMENT PARTNERS PARALLEL IV, L.P. | Private Equity Fund | $29.0M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Palacios Hardy, Marie Isabelle | Individual | – | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | 01/2023 | < 5% |
| SMITH, CHRISTOPHER, DENNIS | Individual | – | FOUNDING PARTNER | 04/2013 | > 75% |
| Boyd, Parris | Individual | – | PARTNER | 03/2021 | 25-50% |
| SARDELLI, ROWENA, NMN | Individual | – | CFO | 09/2023 | < 5% |