DOCK SQUARE CAPITAL LLC
Adviser information for DOCK SQUARE CAPITAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128116 |
|---|---|
| SEC ERA File Number | 802-128116 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288675 |
| Legal Entity Identifier | None |
Principal Office
ONE ALHAMBRA PLAZASUITE 1225
CORAL GABLES
FL
United States
Monday - Friday, 9�TO�5
Tel: 305-677-3694, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| DOCK SQUARE PMC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DOCK SQUARE PMC SLP, LP | Sponsor, GP, manager of pooled investment vehicles |
| DOCK SQUARE SABRE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DOCK SQUARE SABRE SLP, LP | Sponsor, GP, manager of pooled investment vehicles |
| DOCK�SQUARE�COMMUNICATIONS�GP,�LLC | Sponsor, GP, manager of pooled investment vehicles |
| DOCK�SQUARE�COMMUNICATIONS�GP,�LP | Sponsor, GP, manager of pooled investment vehicles |
| FINBACK INVESTMENT PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DOCK SQUARE COMMUNICATIONS II LP | Private Equity Fund | $8.6M | $0.1M | 42 |
| DOCK SQUARE PMC, LP | Private Equity Fund | $0.0M | $0.0M | 38 |
| DOCK�SQUARE�COMMUNICATIONS,�LP | Private Equity Fund | $17.8M | $0.0M | 67 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZIRILLE, ANTHONY, MICHAEL | Individual | – | GENERAL�COUNSEL | 11/2016 | < 5% |
| SAVETT, DAVID, GUSTIN | Individual | SULLIVAN STREET HOLDINGS LLC | MANAGING MEMBER | 04/2013 | > 75% |
| RODRIGUES, ROSS, OWEN | Individual | RACE�POINT HOLDINGS LLC | MANAGING MEMBER | 05/2013 | > 75% |
| BAJPAI, AMAR, DEEP | Individual | OUTPOST INVESTMENT HOLDINGS LLC | MANAGING MEMBER | 03/2011 | > 75% |
| HUBER, GEORGE, BARLOW | Individual | EIG�DOCK SQUARE, LLC | MANAGING MEMBER | 09/2016 | > 75% |
| BUSH, JOHN, ELLIS | Individual | GUACAMOLE SQUARE, LLC | MANAGING MEMBER | 10/2016 | 50-75% |
| BUSH, JOHN, ELLIS | Individual | GUACAMOLE SQUARE, LLC | MEMBER | 10/2016 | 25-50% |
| OLIVER, III, JACK, LEACHMAN | Individual | THE�OLIVER GROUP�LLC | MANAGING MEMBER | 07/2000 | > 75% |
| MICHAEL, DANIEL, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER | 11/2016 | < 5% |
| SULLIVAN�STREET HOLDINGS�LLC | Domestic Entity | – | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 11/2016 | 10-25% |
| EIG DOCK SQUARE, LLC | Domestic Entity | – | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 11/2016 | 10-25% |
| RACE�POINT HOLDINGS�LLC | Domestic Entity | – | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 11/2016 | 10-25% |
| OUTPOST�INVESTMENT HOLDINGS�LLC | Domestic Entity | – | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 11/2016 | 10-25% |
| GUACAMOLE�SQUARE, LLC | Domestic Entity | – | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 11/2016 | 10-25% |
| THE�OLIVER�GROUP, LLC | Domestic Entity | – | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 11/2016 | 10-25% |
| BUSH, JOHN, ELLIS | Individual | – | MANAGER / CHAIRMAN OF DOCK SQUARE CAPITAL LLC | 11/2016 | < 5% |
| HUBER, GEORGE, BARLOW | Individual | – | MANAGER OF DOCK SQUARE CAPITAL LLC | 11/2016 | < 5% |
| BUSH, JOHN, ELLIS | Individual | – | MANAGER�OF�DOCK�SQUARE CAPITAL�LLC | 11/2016 | < 5% |
| BAJPAI, AMAR, DEEP | Individual | – | OWNER�OF�DOCK SQUARE�CAPITAL�LLC | 11/2016 | < 5% |
| SAVETT, DAVID, GUSTIN | Individual | – | MANAGER�OF�DOCK�SQUARE CAPITAL�LLC | 11/2016 | < 5% |
| RODRIGUES, ROSS, OWEN | Individual | – | MANAGER OF DOCK SQUARE CAPITAL LLC | 11/2016 | < 5% |
| OLIVER, III, JACK, LEACHMAN | Individual | – | MANAGER OF DOCK SQUARE CAPITAL LLC | 11/2016 | < 5% |
| WALKER, LISA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |