MINDROCK, LLC

Adviser information for MINDROCK, LLC last updated from Form ADV on May 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-128121
SEC ERA File Number 802-128121
SEC CIK Numbers None
SEC CRD Numbers 326453
Legal Entity Identifier None

Principal Office

149 NEW MONTGOMERY ST
SAN FRANCISCO
CA
United States
Monday - Friday, 7:00 A.M. TO 5:00 P.M.
Tel: 415-706-1576, Fax: N/A

Chief Compliance Officer

PAVEL ACHERKASHIN
MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER
149 NEW MONTGOMERY ST
SAN FRANCISCO
CA
United States
Tel: 415-706-1576
Fax: N/A
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARCTIC SX, LLC Venture Capital Fund $4.0M $0.1M 75
MR DESERVE Venture Capital Fund $3.0M $0.1M 40
MR SCALE, LLC Venture Capital Fund $6.0M $0.1M 56
MR SERIES LLC Venture Capital Fund $5.0M $0.0M 70

Control Persons

Name Type Entity Title Since Ownership
CHERKASHIN, PAVEL, A Individual MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER 03/2020 50-75%
TRUBKIN, GRIGORII Individual MANAGING PARTNER 03/2020 25-50%

No. Employees, Historic

000202320240 on 5/8/2023