BLUEORCHARD FINANCE LTD
Adviser information for BLUEORCHARD FINANCE LTD last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | PRIVATE FUNDS |
Identifiers
| SEC RIA File Number | 802-128141 |
|---|---|
| SEC ERA File Number | 802-128141 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324268 |
| Legal Entity Identifier | 2138003QKZSS9L1OUU23 |
Principal Office
SEEFELDSTRASSE 233ZURICH
Switzerland
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: +41 22 596 47 77, Fax: None
Chief Compliance Officer
MATTHEW SPARKES
CHIEF RISK OFFICER AND GENERAL COUNSEL
RUE DU JARGONNANT 2
GENEVA
Switzerland
Tel:
+41 (0) 76 541 34 83
M**************@**************M
(Full email address available in API data)
Industry Affiliates
| SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCHRODERS CAPITAL MANAGEMENT (SWITZERLAND) AG | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUEORCHARD IMPACT CREDIT FUND SCA SICAV-RAIF | ALTERNATIVE PRIVATE FUND (DEBT) | $0.0M | $0.1M | 1 |
| BLUEORCHARD LATIN AMERICA AND THE CARIBBEAN GENDER, DIVERSITY AND INCLUSION FUND S.C.A., SICAV-RAIF | ALTERNATIVE INVESTMENT FUND | $40.0M | $1.0M | 3 |
| BLUEORCHARD MICROFINANCE FUND | ALTERNATIVE INVESTMENT FUND (DEBT) | $2,600.0M | $0.0M | 5 |
| BLUEORCHARD SUSTAINABLE ASSETS FUND SCA SICAV-RAIF | ALTERNATIVE INVESTMENT FUND | $50.0M | $1.0M | 3 |
| INSURESILIENCE INVESTMENT FUND - PRIVATE EQUITY II SCA SICAV-RAIF | Private Equity Fund | $0.0M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHRODERS PRIVATE ASSETS HOLDING LIMITED | Foreign Entity | – | OWNER | 10/2019 | > 75% |
| SCHRODER ADMINISTRATION LIMITED | Foreign Entity | SCHRODERS PRIVATE ASSETS HOLDING LIMITED | SHAREHOLDER | 04/2017 | > 75% |
| SCHRODERS PLC | Foreign Entity | SCHRODER ADMINISTRATION LIMITED | SHAREHOLDER | 11/2003 | > 75% |
| FANCONI, PETER, ANTONY | Individual | – | OWNER/CHAIRMAN OF THE BOARD | 01/2012 | 5-10% |
| Mueller, Philipp | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2020 | < 5% |
| Sparkes, Matthew | Individual | – | CHIEF RISK OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |
| Teresa Zappia, Maria | Individual | – | DEPUTY CEO | 03/2020 | < 5% |
| Mizis, Normunds | Individual | – | CHIEF CREDIT OFFICER | 07/2017 | < 5% |
| Hermes, Felix | Individual | – | HEAD OF PRIVATE EQUITY AND SUSTAINABLE INFRASTRUCTURE | 03/2018 | < 5% |
| Wehrle, Michael | Individual | – | HEAD OF INVESTMENT SOLUTIONS | 01/2023 | < 5% |
| HARRISON, PETER | Individual | – | MEMBER OF THE BOARD OF DIRECTORS | 03/2020 | < 5% |
| WUNDERLIN, GEORG, FRITZ | Individual | – | MEMBER OF THE BOARD OF DIRECTORS | 03/2020 | < 5% |
| SZENBERG, KARINE | Individual | – | MEMBER OF THE BOARD OF DIRECTORS | 03/2023 | < 5% |
| Qandeel, Omar | Individual | – | MEMBER OF THE BOARD OF DIRECTORS | 02/2015 | < 5% |
| BRUGGER, ERNST | Individual | – | MEMBER OF THE BOARD OF DIRECTORS | 01/2001 | < 5% |