OQ FUNDS MANAGEMENT
OQ FUNDS MANAGEMENT LIMITED Legal Name
Adviser information for OQ FUNDS MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-128233 |
|---|---|
| SEC ERA File Number | 802-128233 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326070 |
| Legal Entity Identifier | 2549004KHY65XGUAO342 |
Principal Office
15/F LKF 29 29 WYNDHAM STREETCENTRAL
Hong Kong
Monday - Friday, 9AM TO 6PM
Tel: +852 3678 0622, Fax: +852 3678 0666
Chief Compliance Officer
AU WILSON SIU HO
RESPONSIBLE OFFICER
15/F LKF 29
29 WYNDHAM STREET, CENTRAL
HONG KONG
Hong Kong
Tel:
+852 3678 0622
Fax:
+852 3678 0666
W********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OQFM-230201 | Hedge Fund | $4,175.4M | $1.0M | 175 |
| OQFM-230202 | Hedge Fund | $6,869.9M | $10.0M | 415 |
| OQFM-230203 | Hedge Fund | $3,960.9M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Bird, Nicholas, James | Individual | – | OWNER | 02/2020 | > 75% |
| Au, Wilson Siu Ho | Individual | – | RESPONSIBLE OFFICER | 02/2023 | < 5% |