FLOATING CAPITAL MANAGEMENT LP
Adviser information for FLOATING CAPITAL MANAGEMENT LP last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-128355 |
|---|---|
| SEC ERA File Number | 802-128355 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326867 |
| Legal Entity Identifier | 254900CKAWM90EKGF540 |
Principal Office
1350 OLD BAYSHORE HWY SUITE 520BURLINGAME
CA
United States
Monday - Friday, 6:30AM-4:00PM
Tel: 408-565-5093, Fax: None
Chief Compliance Officer
MARK SHAMIA
CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER
1350 OLD BAYSHORE HWY
SUITE 520
BURLINGAME
CA
United States
Tel:
925-389-9353
M***@***************L
(Full email address available in API data)
Industry Affiliates
| FLOATING CAPITAL PARTNERS (GP) LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FLOATING CAPITAL MASTER FUND LP | Hedge Fund | $19.3M | $5.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUPTA, GAURAV, NMN | Individual | – | CHIEF INVESTMENT OFFICER / LIMITED PARTNER | 02/2023 | > 75% |
| SHAMIA, MARK, RAMSEY | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | 02/2023 | < 5% |
| GUPTA, GAURAV, NMN | Individual | FLOATING CAPITAL (GP) LLC | MANAGING MEMBER | 02/2023 | > 75% |
| FLOATING CAPITAL (GP) LLC | Domestic Entity | – | GENERAL PARTNER | 02/2023 | < 5% |