WARWICK GROUP II, INC.

Adviser information for WARWICK GROUP II, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-128382
SEC ERA File Number 802-128382
SEC CIK Numbers None
SEC CRD Numbers 161549
Legal Entity Identifier None

Principal Office

260 CLARKE AVENUE
PALM BEACH
FL
United States
Monday - Friday, 9:00 - 5:00
Tel: 203-920-4135, Fax: 203-966-2199

Chief Compliance Officer

MARK KOZAK
PRESIDENT
260 CLARKE AVENUE
PALM BEACH
FL
United States
Tel: 203-920-4135
Fax: 203-966-2199
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CMG ACQUISITION CO., L.P. Private Equity Fund $70.3M $0.0M 20
PKC ACQUISITION, INC. Private Equity Fund $30.1M $0.0M 8

Control Persons

Name Type Entity Title Since Ownership
KOZAK, MARK, NICHOLAS Individual MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 01/2007 > 75%

No. Employees, Historic

0002023202420250 on 6/22/20230 on 3/14/2024