CAPITALIZE
CAPITALIZE ADVISORS LLC Legal Name
Adviser information for CAPITALIZE last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128397 |
|---|---|
| SEC ERA File Number | 802-128397 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327225 |
| Legal Entity Identifier | None |
Principal Office
1885 MISSION STREETSAN FRANCISCO
CA
United States
Monday - Friday, 9AM-5PM
Tel: 4152095902, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1STCOLLAB, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 9 |
| ALPHAWATCH AI I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 8 |
| ATMOS FINANCIAL, PBC I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.1M | $0.0M | 7 |
| ATOM LIMBS I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.1M | $0.1M | 2 |
| BABYLON AI I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 7 |
| BLUSHIFT AEROSPACE I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.1M | $0.0M | 13 |
| BOOTH AI I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 20 |
| BUILDJET I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 8 |
| CHART I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 2 |
| DILL I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 3 |
| GRADIENTJ I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 8 |
| INVITRIS I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 11 |
| IVY I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.1M | $0.0M | 5 |
| LAUNCHFLOW I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 6 |
| MAGICFLOW I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 3 |
| MERCOA I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 4 |
| MOBLY I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.2M | $0.0M | 6 |
| NEPTYNE I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 6 |
| NYCE VERIFIED SPV I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 23 |
| PANDO BIOSCIENCE I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 5 |
| PEEBA I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 11 |
| PERSANA AI I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 8 |
| PLANAR I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 5 |
| POLOPAY I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 4 |
| QNETIC I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.1M | $0.0M | 3 |
| RUUF I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 5 |
| S23 CAPITALIZE FUND I DP, A SERIES OF CAPITALIZE FUNDS LP | Venture Capital Fund | $0.5M | $0.0M | 109 |
| S23 CAPITALIZE FUND I NM, A SERIES OF CAPITALIZE FUNDS LP | Venture Capital Fund | $0.6M | $0.0M | 109 |
| SECOND I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 9 |
| TEMPLE QOF I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.3M | $0.0M | 10 |
| TWIG I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 8 |
| UPDUO I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.2M | $0.0M | 7 |
| VIDDY I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $0.0M | $0.0M | 5 |
| W23 CAPITALIZE FUND I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Venture Capital Fund | $1.0M | $0.0M | 109 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOMMARELLO, NICHOLAS, PAUL | Individual | – | CEO | 06/2023 | < 5% |
| PARLOW, ADRIAN, JOHN | Individual | – | PRESIDENT | 06/2023 | < 5% |
| TOMMARELLO, NICHOLAS, PAUL | Individual | WEFUNDER | CEO | 06/2012 | |
| BELOTE, GREG, HUGHES | Individual | WEFUNDER | CTO | 07/2014 | |
| CAPITALIZE TECHNOLOGIES LLC | Domestic Entity | – | MEMBER | 05/2023 | > 75% |
| WEFUNDER | Domestic Entity | CAPITALIZE TECHNOLOGIES LLC | MEMBER | 04/2023 | > 75% |