SEMINAL CAPITAL INVESTMENTS, LLC
Adviser information for SEMINAL CAPITAL INVESTMENTS, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128571 |
|---|---|
| SEC ERA File Number | 802-128571 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314884 |
| Legal Entity Identifier | None |
Principal Office
435 DEVON PARK DRIVE, BUILDING 800WAYNE
PA
United States
Monday - Friday, 9 AM TO 5 PM EST
Tel: 267-778-4040, Fax: None
Websites
Chief Compliance Officer
BRIAN F. MCNALLY, ESQ
GENERAL COUNSEL
435 DEVON PARK DRIVE, BUILDING 800
WAYNE
PA
United States
Tel:
267-778-4040
Fax:
610-688-8132
B****@*********M
(Full email address available in API data)
Industry Affiliates
| SEMINAL EDUCATIONAL INVESTMENTS, LLC | Other investment adviser, including financial planners |
| SEMINAL FOOD AND NUTRITION INVESTMENTS, LLC | Other investment adviser, including financial planners |
| SEMINAL HEALTHCARE FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SEMINAL CAPITAL INVESTMENTS SPV I, LP | Private Equity Fund | $16.2M | $0.5M | 13 |
| SEMINAL CAPITAL INVESTMENTS SPV II, L.P. | Private Equity Fund | $10.8M | $0.5M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUCKLEY, WALTER, WHITE | Individual | – | CO-CHIEF INVESTMENT OFFICER | 04/2021 | < 5% |
| VANDREVALA, CYRUS, KERSIE | Individual | – | CO-CHIEF INVESTMENT OFFICER | 04/2021 | < 5% |
| MCNALLY, BRIAN, FRANCIS | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| SEMINAL CAPITOL HOLDINGS, LLC | Domestic Entity | – | MAJORITY OWNER | 04/2021 | > 75% |
| BUCKLEY, WALTER, WHITE | Individual | SEMINAL CAPITOL HOLDINGS, LLC | MEMBER | 01/2021 | 25-50% |
| VANDREVALA, CYRUS, KERSIE | Individual | SEMINAL CAPITOL HOLDINGS, LLC | MEMBER | 01/2021 | 25-50% |
| MORASKI, BRETT, CHRISTOPHER | Individual | – | EXECUTIVE ADVISER | 07/2021 | 5-10% |
| KATS, VICTOR, JOSEPH | Individual | – | MANAGING PARTNER | 09/2021 | 10-25% |
| MULLER, RALPH, WILLIAM | Individual | – | CHAIRMAN AND PARTNER | 03/2020 | 25-50% |
| GRAY, ROBERT, LOCHEAD | Individual | – | MANAGING PARTNER, GLOBAL DISTRIBUTION | 01/2021 | < 5% |
| Morgan, Raymond, Kirk | Individual | – | CHIEF FINANCIAL OFFICER | 08/2021 | < 5% |