LAV ASSET MANAGEMENT (HONG KONG) LIMITED
Adviser information for LAV ASSET MANAGEMENT (HONG KONG) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Hong Kong |
Employees
Total Number of Employees | 0 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-128589 |
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SEC ERA File Number | 802-128589 |
SEC CIK Numbers | None |
SEC CRD Numbers | 326019 |
Legal Entity Identifier | None |
Principal Office
ROOM 606, ST. GEORGE'S BUILDING2 ICE HOUSE STREET, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9:00-6:00
Tel: 852 2303 0281, Fax: None
Websites
Chief Compliance Officer
HAISHAN LIN
RESPONSIBLE OFFICER
ROOM 606, ST. GEORGE'S BUILDING
2 ICE HOUSE STREET, CENTRAL
HONG KONG
Hong Kong
Tel:
852 2303 0626
H**********@***********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SHI, YI | Individual | – | DIRECTOR/ SOLE SHAREHOLDER | 05/2021 | > 75% |
WAN, LINGYAN | Individual | – | DIRECTOR | 08/2021 | < 5% |
WAN, YIM NA | Individual | – | SENIOR OPERATIONS MANAGER | 07/2021 | < 5% |
LIN, HAISHAN | Individual | – | RESPONSIBLE OFFICER | 07/2021 | < 5% |