LAV ASSET MANAGEMENT (HONG KONG) LIMITED

Adviser information for LAV ASSET MANAGEMENT (HONG KONG) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Hong Kong

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-128589
SEC ERA File Number 802-128589
SEC CIK Numbers None
SEC CRD Numbers 326019
Legal Entity Identifier None

Principal Office

ROOM 606, ST. GEORGE'S BUILDING
2 ICE HOUSE STREET, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9:00-6:00
Tel: 852 2303 0281, Fax: None

Chief Compliance Officer

HAISHAN LIN
RESPONSIBLE OFFICER
ROOM 606, ST. GEORGE'S BUILDING
2 ICE HOUSE STREET, CENTRAL
HONG KONG
Hong Kong
Tel: 852 2303 0626
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHI, YI Individual DIRECTOR/ SOLE SHAREHOLDER 05/2021 > 75%
WAN, LINGYAN Individual DIRECTOR 08/2021 < 5%
WAN, YIM NA Individual SENIOR OPERATIONS MANAGER 07/2021 < 5%
LIN, HAISHAN Individual RESPONSIBLE OFFICER 07/2021 < 5%

No. Employees, Historic

0002023202420250 on 7/19/20230 on 3/28/2024