NORTHEASTERN UNIVERSITY
Adviser information for NORTHEASTERN UNIVERSITY last updated from Form ADV on July 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128644 |
|---|---|
| SEC ERA File Number | 802-128644 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327435 |
| Legal Entity Identifier | None |
Principal Office
360 HUNTINGTON AVE.301CP
BOSTON
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 617-373-4485, Fax: None
Chief Compliance Officer
KEN LIDDLE
ASSISTANT GENERAL COUNSEL
360 HUNTINGTON AVE.
301CP
BOSTON
MA
United States
Tel:
617-373-4422
K********@***************U
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FUTURE OF HEALTHCARE FUND I, A SERIES OF NU FR, LLC | Venture Capital Fund | $3.0M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Nedell, Thomas, E. | Individual | – | SENIOR VICE PRESIDENT-FINANCE & TREASURER | 10/2014 | < 5% |