NORTH WESTERLY HOLDINGS B.V.
Adviser information for NORTH WESTERLY HOLDINGS B.V. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Netherlands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128726 |
|---|---|
| SEC ERA File Number | 802-128726 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327812 |
| Legal Entity Identifier | 724500NB99CFQ8I4QZ57 |
Principal Office
3 LOCHSIDE CRESCENTEDINBURGH
United Kingdom
Monday - Friday, 9:00AM - 5:00PM GMT
Tel: +44-7780932104, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| AEGON ASSET MANAGEMENT HUNGARY B.V. | Accountant or accounting firm |
| AEGON ASSET MANAGEMENT UK PLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NORTH WESTERLY V LEVERAGED LOAN STRATEGIES CLO DAC | Securitized Asset Fund | $441.8M | $0.3M | 2 |
| NORTH WESTERLY VI ESG CLO DAC | Securitized Asset Fund | $442.4M | $0.3M | 3 |
| NORTH WESTERLY VII ESG CLO DAC | Securitized Asset Fund | $442.0M | $0.3M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHN, O'DONNELL, HENRY | Individual | – | DIRECTOR | 06/2023 | < 5% |
| SHINE, SCOTT, CHRISTOPHER | Individual | – | DIRECTOR | 06/2023 | < 5% |
| Hull, Adrian, John Charles | Individual | – | DIRECTOR | 06/2023 | < 5% |
| King, Debbie | Individual | – | DIRECTOR | 06/2023 | < 5% |
| Hanson, Thomas, Alexander | Individual | – | DIRECTOR | 06/2023 | < 5% |
| AEGON ASSET MANAGEMENT HOLDING BV | Foreign Entity | – | OWNER | 06/2023 | > 75% |
| AEGON LTD | Foreign Entity | AEGON ASSET MANAGEMENT HOLDING BV | SHAREHOLDER | 06/2023 | > 75% |