NRDC EQUITY MANAGEMENT COMPANY LLC
Adviser information for NRDC EQUITY MANAGEMENT COMPANY LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128829 |
|---|---|
| SEC ERA File Number | 802-128829 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328121 |
| Legal Entity Identifier | None |
Principal Office
225 LIBERTY STREET31ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 6:00PM EST
Tel: 914-272-8026, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| NRDC FORTUNE SPV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NRDC FORTUNE AGGREGATOR | Private Equity Fund | $70.4M | $0.0M | 41 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAKER, RICHARD | Individual | – | PRESIDENT | 06/2023 | < 5% |
| BAKER, JACK | Individual | – | TREASURER | 06/2023 | < 5% |
| NRDC EQUITY PARTNERS LLC | Domestic Entity | – | MEMBER | 06/2023 | > 75% |
| BLACK TRUST | Domestic Entity | NRDC EQUITY PARTNERS LLC | MEMBER | 06/2023 | 50-75% |
| BAKER, RICHARD | Individual | BLACK TRUST | TRUSTEE | 06/2023 | 50-75% |
| JNB LEGACY TRUST | Domestic Entity | NRDC EQUITY PARTNERS LLC | MEMBER | 06/2023 | 50-75% |
| BAKER, JACK | Individual | JNB LEGACY TRUST | TRUSTEE | 06/2023 | 50-75% |
| QUINN-SEYMOUR, NATHANIEL | Individual | JNB LEGACY TRUST | TRUSTEE | 06/2023 | 50-75% |
| EVANS, LUCAS | Individual | – | SECRETARY | 06/2023 | < 5% |