BAYBOSTON MANAGERS PUERTO RICO LLC
Adviser information for BAYBOSTON MANAGERS PUERTO RICO LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128898 |
|---|---|
| SEC ERA File Number | 802-128898 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327551 |
| Legal Entity Identifier | None |
Principal Office
GAM TOWER, 2 TABONUCO STREETSTE 303
GUAYNABO
PR
United States
Monday - Friday, 9AM - 5PM
Tel: (787) 622-6645, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| BAYBOSTON ADVISORS PUERTO RICO LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYBOSTON CAPITAL GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYBOSTON CAPITAL GP III LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYBOSTON CAPITAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYBOSTON MANAGERS LLC | Other investment adviser, including financial planners |
| KM RESOURCES LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAYBOSTON FUND IV LLC - FIXED INCOME SERIES 2 | Private Equity Fund | $5.0M | $0.1M | 11 |
| BAYBOSTON FUND IV LLC - SERIES 1 | Private Equity Fund | $10.4M | $0.1M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARCIA, CARLOS, MIGUEL | Individual | – | FOUNDER | 10/2021 | < 5% |
| SITTON, LIESL, M | Individual | – | MANAGING DIRECTOR | 07/2023 | < 5% |
| KM RESOURCES LLC | Domestic Entity | – | SOLE CLASS A MEMBER OF BAYBOSTON MANAGERS PUERTO RICO LLC | 10/2021 | > 75% |
| GARCIA, CARLOS, MIGUEL | Individual | KM RESOURCES LLC | MEMBER | 06/2016 | > 75% |