GREAT ISLAND INVESTMENT MANAGEMENT, LLC
Adviser information for GREAT ISLAND INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128931 |
|---|---|
| SEC ERA File Number | 802-128931 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327789 |
| Legal Entity Identifier | None |
Principal Office
1 THORNDAL CIRCLE3RD FLOOR
DARIEN
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 203-309-5009, Fax: None
Chief Compliance Officer
DOUGLAS PREVEZA
1 THORNDAL CIRCLE
3RD FLOOR
DARIEN
CT
United States
Tel:
203-253-4436
D*************@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OSPREY INNOVATIONS FUND, LLC | Private Equity Fund | $0.0M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Preveza, Douglas, John | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| LAVECCHIA, PASQUALE, MARIO | Individual | – | CEO | 08/2023 | < 5% |
| OASIS PRO INC | Domestic Entity | – | MANAGING MEMBER | 06/2023 | > 75% |
| UNIVERSAL DEFI HOLDING COMPANY LTD | Foreign Entity | OASIS PRO INC | SHAREHOLDER | 04/2022 | 25-50% |
| UNIVERSAL DEFI HOLDING COMPANY, LLC | Domestic Entity | UNIVERSAL DEFI HOLDING COMPANY LTD | SHAREHOLDER | 12/2021 | > 75% |