LUMA GROUP
LUMA GROUP ADVISOR LLC Legal Name
Adviser information for LUMA GROUP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128958 |
|---|---|
| SEC ERA File Number | 802-128958 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328200 |
| Legal Entity Identifier | None |
Principal Office
65 EAST 55TH STREETFLOOR 33
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 925-922-7038, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| LUMA BIO-IT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| LUMA GROUP GP HOLDINGS | Sponsor, GP, manager of pooled investment vehicles |
| THE ELECTRUM GROUP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LUMABIO I LP | Venture Capital Fund | $44.5M | $0.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINK, JOSHUA, AARON | Individual | – | SOLE MEMBER | 02/2023 | > 75% |
| Khan, Themasap, Ahmad | Individual | – | PARTNER | 02/2023 | < 5% |
| NGUYEN, HA | Individual | – | DIRECTOR OF FINANCE | 02/2023 | < 5% |