ANCHORAGE CAPITAL PARTNERS IV PTY. LIMITED
Adviser information for ANCHORAGE CAPITAL PARTNERS IV PTY. LIMITED last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-128971 |
|---|---|
| SEC ERA File Number | 802-128971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327574 |
| Legal Entity Identifier | None |
Principal Office
259 GEORGE STREETLEVEL 39
SYDNEY
Australia
Monday - Friday, 9:00AM TO 5:00PM - AUSTRALIAN TIME
Tel: +61 2 8259 7777, Fax: +61 2 8259 7778
Chief Compliance Officer
NoneIndustry Affiliates
| ACP GP III PTY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ACP SERVICES III A PTY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ACP SERVICES III B PTY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ACP SERVICES III C PTY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ACP SERVICES IV A PTY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ACP SERVICES IV B PTY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ACP SERVICES IV C PTY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE CAPITAL PARTNERS | Other investment adviser, including financial planners |
| ANCHORAGE CAPITAL PARTNERS GP IV PTY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE CAPITAL PARTNERS MANAGEMENT PARTNERSHIP III, LP | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE CAPITAL PARTNERS MANAGEMENT PARTNERSHIP IV, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ANCHORAGE CAPITAL PARTNERS FUND IV, LP | Private Equity Fund | $26.5M | $14.3M | 17 |
| ANCHORAGE CAPITAL PARTNERS TRUST IV A | Private Equity Fund | $12.5M | $14.3M | 6 |
| ANCHORAGE CAPITAL PARTNERS TRUST IV B | Private Equity Fund | $19.5M | $14.3M | 6 |
| ANCHORAGE CAPITAL PARTNERS TRUST IV C | Private Equity Fund | $8.2M | $14.3M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARE, BENJAMIN, MARK | Individual | – | COMPANY SECRETARY | 01/2022 | < 5% |
| ANCHORAGE CAPITAL PARTNERS HOLDCO PTY LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2022 | > 75% |
| ANCHORAGE CAPITAL PARTNERS CUSTODIAN TRUST | Foreign Entity | ANCHORAGE CAPITAL PARTNERS HOLDCO PTY LIMITED | SHAREHOLDER | 06/2013 | > 75% |
| ACP CUSTODIAN CO PTY LTD | Foreign Entity | ANCHORAGE CAPITAL PARTNERS CUSTODIAN TRUST | TRUSTEE | 08/2007 | |
| CAVE, PHILLIP, JOHN | Individual | – | DIRECTOR | 01/2022 | < 5% |
| O'BRIEN, CALLEN, JOHN | Individual | – | DIRECTOR | 01/2022 | < 5% |
| WOODHOUSE, SIMON, ROY | Individual | – | DIRECTOR | 01/2022 | < 5% |
| DIXON, DREW, BEAUMONT | Individual | – | DIRECTOR | 01/2022 | < 5% |
| zhang, yan juan | Individual | – | CO-CHIEF FINANCIAL OFFICER | 07/2023 | < 5% |
| ABOOD, BERNADETTE, THERESE | Individual | – | CO-CHIEF FINANCIAL OFFICER | 07/2023 | < 5% |