CEI VENTURES, INC.
Adviser information for CEI VENTURES, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maine, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129036 |
|---|---|
| SEC ERA File Number | 802-129036 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316300 |
| Legal Entity Identifier | None |
Principal Office
30 FEDERAL STREETSUITE 400
BRUNSWICK
ME
United States
Monday - Friday, 9AM - 5PM
Tel: 207-504-5900, Fax: 207-882-7308
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COASTAL VENTURES III LIMITED PARTNERSHIP | Venture Capital Fund | $10.1M | $0.1M | 28 |
| COASTAL VENTURES IV LIMITED PARTNERSHIP | Venture Capital Fund | $13.0M | $0.0M | 27 |
| COASTAL VENTURES V LIMITED PARTNERSHIP | Venture Capital Fund | $21.7M | $0.0M | 46 |
| COASTAL VENTURES V SIDECAR FUND LIMITED PARTNERSHIP | Venture Capital Fund | $3.4M | $0.0M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Henshaw, Nathaniel | Individual | – | PRESIDENT | 10/1994 | < 5% |
| JONES, DAVID, CHANDLER | Individual | – | MANAGING DIRECTOR | 01/2013 | < 5% |
| Biemann, Elisabeth | Individual | – | BOARD MEMBER | 05/2016 | < 5% |
| GOVERNALI, FRANK, JOSEPH | Individual | – | BOARD MEMBER | 03/2015 | < 5% |
| Ellis, Corson | Individual | – | BOARD MEMBER | 01/2019 | < 5% |
| Butler, Elizabeth, R. | Individual | – | BOARD MEMBER | 03/2014 | < 5% |
| Wedick, David | Individual | – | BOARD MEMBER | 08/2015 | < 5% |
| MELLO, CARLOS, ROBERT | Individual | – | BOARD MEMBER | 02/2013 | < 5% |
| Stone, Sandra | Individual | – | BOARD MEMBER | 03/2016 | < 5% |
| OSUJI, UCHECHUKWU, STANLEY CHIBUEZE | Individual | – | BOARD MEMBER | 02/2021 | < 5% |
| COASTAL ENTERPRISES, INC. | Domestic Entity | – | SHAREHOLDER | 08/1993 | > 75% |
| Sharp, Miriam | Individual | – | BOARD MEMBER | 03/2018 | < 5% |