TOP HAT FUND MANAGER, LLC
Adviser information for TOP HAT FUND MANAGER, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129052 |
|---|---|
| SEC ERA File Number | 802-129052 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328684 |
| Legal Entity Identifier | NONE |
Principal Office
110 NORTH WACKER DRIVE,51ST FLOOR
CHICAGO
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 312-580-8339, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| LINCOLN INTERNATIONAL ADVISORS PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL ASSESSORIA EMPRESARIAL LTDA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL B.V. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL INVESTMENT CONSULTING (BEIJING) COMPANY LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL KB | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL S.R.L. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL SAS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LINCOLN INTERNATIONAL, SPAIN, S.L. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ST SERVICOS FINANCEIRES LTDA. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TOP HAT FUND I-A, LLC | Private Equity Fund | $10.3M | $0.1M | 33 |
| TOP HAT FUND I-B, LLC | Private Equity Fund | $25.7M | $0.1M | 71 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINCOLN INTERNATIONAL, LP | Domestic Entity | – | MEMBER | 02/2023 | > 75% |
| BARR, ROBERT, BRUCE | Individual | LINCOLN INTERNATIONAL, LP | LIMITED PARTNER | 12/2011 | 25-50% |
| LAWSON, LAWRENCE, JAMES | Individual | LINCOLN INTERNATIONAL, LP | LIMITED PARTNER | 12/2011 | 25-50% |
| LI GP, INC. | Domestic Entity | LINCOLN INTERNATIONAL, LP | GENERAL PARTNER | 12/2011 | |
| LAWSON, LAWRENCE, JAMES | Individual | LI GP, INC. | SHAREHOLDER | 12/2011 | 25-50% |
| BARR, ROBERT, BRUCE | Individual | LI GP, INC. | SHAREHOLDER | 12/2011 | 25-50% |
| BROWN, ROBERT, TODD | Individual | LI GP, INC. | SHAREHOLDER | 08/2021 | 25-50% |