SIGMA ASSET MANAGEMENT (GUERNSEY) LIMITED
Adviser information for SIGMA ASSET MANAGEMENT (GUERNSEY) LIMITED last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Guernsey |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-129151 |
|---|---|
| SEC ERA File Number | 802-129151 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328665 |
| Legal Entity Identifier | None |
Principal Office
SUITE 6, WINDSOR HOUSELOWER POLLET
ST PETER PORT
Guernsey
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 011 44 1481 735510, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| SCIENS AVIATION SERVICES II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCIENS AVIATION SERVICES IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCIENS CAPITAL LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCIENS DIVERSIFIED MANAGERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SCIENS GROUP RISK SERVICES LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SCIENS WATER OPPORTUNITIES FUND II SEGREGATED GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCIENS WATER OPPORTUNITIES FUND III SEGREGATED GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCIENS WATER OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCIENS WATER OPPORTUNITIES MANAGEMENT LLC | Other investment adviser, including financial planners |
| SCIENS WATER OPPORTUNITIES SPV SEGREGATED GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCIENS WATER TREATMENT PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SCIENS GROUP ALTERNATIVE STRATEGIES PCC LIMITED ACTING IN RESPECT OF ITS BLUE OMEGA CELL | Hedge Fund | $7.4M | $0.3M | 3 |
| SCIENS WARSHAW DIVERSIFIED VOL SERIES, A SERIES OF SCIENS GROUP ALTERNATIVE STRATEGIES LLC | Hedge Fund | $0.0M | $0.3M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEBIRE, JONATHAN, RICHARD | Individual | – | DIRECTOR | 05/2009 | < 5% |
| DE HAAFF, MICHAEL, NATHAN | Individual | – | DIRECTOR | 12/1997 | < 5% |
| SCIENS FUND OF FUNDS MANAGEMENT LTD. | Foreign Entity | – | SHAREHOLDER | 09/2008 | > 75% |
| SCIENS FUND OF FUNDS MANAGEMENT HOLDINGS LTD. | Foreign Entity | SCIENS FUND OF FUNDS MANAGEMENT LTD. | SHAREHOLDER | 09/2008 | > 75% |
| SCIENS FOF OFFSHORE HOLDINGS | Foreign Entity | SCIENS FUND OF FUNDS MANAGEMENT HOLDINGS LTD. | SHAREHOLDER | 06/2011 | 25-50% |
| RIGAS, IOANNIS, "JOHN" | Individual | SCIENS FUND OF FUNDS MANAGEMENT HOLDINGS LTD. | SHAREHOLDER | 06/2011 | 50-75% |
| SIA HOLDINGS 4 LTD. | Foreign Entity | SCIENS FOF OFFSHORE HOLDINGS | SHAREHOLDER | 01/2012 | > 75% |
| RIGAS, IOANNIS, "JOHN" | Individual | SIA HOLDINGS 4 LTD. | SHAREHOLDER | 03/2012 | > 75% |
| PRIME CAP INVESTMENT INC. | Foreign Entity | SIA HOLDINGS 4 LTD. | SHAREHOLDER | 08/2017 | > 75% |