WARSHAW ASSET MANAGEMENT, LLC

Adviser information for WARSHAW ASSET MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-129170
SEC ERA File Number 802-129170
SEC CIK Numbers None
SEC CRD Numbers 328749
Legal Entity Identifier None

Principal Office

10512 FIRESTONE DRIVE
BRADENTON
FL
United States
Monday - Friday, 8:30AM - 5PM
Tel: 917-821-4436, Fax: None

Chief Compliance Officer

AMALENDRA R. ARULPRAGASAM
COO
5815 AUDUBON MANOR BLVD
LITHIA
FL
United States
Tel: 203-314-7550
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WARSHAW, WILLIAM, HENRY Individual PRESIDENT & CIO 11/2010 > 75%
ARULPRAGASAM, AMALENDRA, RAJPAL Individual CCO AND COO 01/2023 < 5%

No. Employees, Historic

0002023202420250 on 11/6/20230 on 3/25/2024