MOUNTAIN LAKE CAPITAL, LLC
Adviser information for MOUNTAIN LAKE CAPITAL, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129214 |
|---|---|
| SEC ERA File Number | 802-129214 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328829 |
| Legal Entity Identifier | None |
Principal Office
425 BOYLSTON STREET9TH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:00 AM - 5:00PM
Tel: 202-494-2362, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| BAYHAWK FUND I ELITE RESTORATION SPV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| BAYHAWK FUND I TMT SPV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAYHAWK FUND I ELITE RESTORATION SPV, LLC | Private Equity Fund | $70.0M | $0.0M | 17 |
| BAYHAWK FUND I TMT SPV, LLC | Private Equity Fund | $32.0M | $0.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HABER, DOUGLAS, ASHER | Individual | – | MANAGING PARTNER / LIMITED PARTNER | 01/2021 | 50-75% |
| BAYHAWK CAPITAL GP, LLC | Domestic Entity | – | GENERAL PARTNER | 02/2024 | < 5% |
| SWENSON, JEFF, THOMAS | Individual | – | MANAGING PARTNER / LIMITED PARTNER | 02/2024 | 50-75% |
| HABER, DOUGLAS, ASHER | Individual | BAYHAWK CAPITAL GP, LLC | MANAGING MEMBER | 02/2024 | 50-75% |
| SWENSON, JEFF, THOMAS | Individual | BAYHAWK CAPITAL GP, LLC | MANAGING MEMBER | 02/2024 | 50-75% |