EAST SEATTLE PARTNERS, LLC
Adviser information for EAST SEATTLE PARTNERS, LLC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-129228 |
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SEC ERA File Number | 802-129228 |
SEC CIK Numbers | None |
SEC CRD Numbers | 328964 |
Legal Entity Identifier | None |
Principal Office
2856 80TH AVE SEMERCER ISLAND
WA
United States
Monday - Friday, 8 A.M. - 5 P.M. PACIFIC
Tel: 206-823-1091, Fax: None
Chief Compliance Officer
DAVID H. DAVIS
GENERAL COUNSEL
2856 80TH AVENUE SE
MERCER ISLAND
WA
United States
Tel:
206-795-2794
D***@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
ESP PHARMACO II, LLC | Private Equity Fund | $3.6M | $0.3M | 10 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
FRAZIER, ALAN, DAVID | Individual | – | DIRECTOR, CEO | 03/2017 | < 5% |
FRAZIER, MARY | Individual | – | DIRECTOR, EXECUTIVE VP | 03/2017 | < 5% |
ZABRISKIE, NICHOLAS, J | Individual | – | DIRECTOR, CHIEF INVESTMENT OFFICER | 03/2017 | < 5% |
Brown, Bradley | Individual | – | DIRECTOR | 01/2023 | < 5% |
Frazier, Andrew, H | Individual | – | DIRECTOR, PRINCIPAL | 01/2022 | < 5% |
Frazier, Colin | Individual | – | DIRECTOR | 01/2023 | < 5% |
Bradbury, Alicia | Individual | – | CHIEF FINANCIAL OFFICER | 03/2017 | < 5% |
Davis, David, H | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 03/2017 | < 5% |
FRAZIER & COMPANY, INC. | Domestic Entity | – | MEMBER | 03/2017 | > 75% |
FRAZIER, ALAN, DAVID | Individual | FRAZIER & COMPANY, INC. | SHAREHOLDER - VOTING COMMON STOCK | 06/1991 | > 75% |
FRAZIER, MARY | Individual | FRAZIER & COMPANY, INC. | SHAREHOLDER - VOTING COMMON STOCK | 06/1991 | > 75% |
Sherland, Paul | Individual | – | PRINCIPAL | 10/2022 | < 5% |