DUKE STREET LLP
Adviser information for DUKE STREET LLP last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129238 |
|---|---|
| SEC ERA File Number | 802-129238 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322011 |
| Legal Entity Identifier | None |
Principal Office
NATIONS HOUSE103 WIGMORE STREET
LONDON, LONDON
United Kingdom
Monday - Friday, 8.00 AM TO 6.00 PM
Tel: +44 0 207 663 8500, Fax: None
Websites
Chief Compliance Officer
HANNAH PRICE
9TH FLOOR, NATIONS HOUSE
103 WIGMORE STREET
LONDON
United Kingdom
Tel:
+44207668522
P****@*************M
(Full email address available in API data)
Industry Affiliates
| ALBATROSS GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ALBATROSS GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| BUCHAREST GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| CLOVER GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| DS (SCOTLAND) GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| DS SLP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| DUKE STREET GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| DUKE STREET PRIVATE EQUITY LIMITED | Other investment adviser, including financial planners |
| DUKE STREET V LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| DUKE STREET VII LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FLORA GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MARIO GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| SPRING GP LLP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FLORA INVESTMENT LP | Private Equity Fund | $112.3M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| almond, James, William | Individual | – | MEMBER | 09/2015 | 10-25% |
| TROUP, ALISTAIR, CHARLES | Individual | – | MEMBER | 01/2011 | 10-25% |
| HALL, STUART, RICHARD | Individual | – | MEMBER | 01/2015 | < 5% |
| DUKE STREET MANAGEMENT SERVICES LIMITED | Foreign Entity | – | PRIVATE LIMITED COMPANY | 01/2011 | < 5% |
| Price, Hannah, Margaret Jane | Individual | – | GENERAL COUNSEL AND COMPLIANCE OFFICER | 02/2023 | < 5% |
| MCMINNIES, STUART, RUSSELL | Individual | – | MEMBER | 02/2015 | 5-10% |
| TIKEHAU CAPITAL UK LIMITED | Foreign Entity | – | PRIVATE LIMITED COMPANY | 08/2017 | 25-50% |
| Adams, Paul, James | Individual | – | MEMBER | 02/2021 | 5-10% |
| Lawford, Jason | Individual | – | MEMBER | 11/2018 | 10-25% |
| Thompson, Joseph | Individual | – | MEMBER | 11/2023 | < 5% |