PRINCIPLE CAPITAL ADVISORS LIMITED
Adviser information for PRINCIPLE CAPITAL ADVISORS LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129240 |
|---|---|
| SEC ERA File Number | 802-129240 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328053 |
| Legal Entity Identifier | None |
Principal Office
28/F, TOWER 3, JING'AN KERRY CENTER,1228 YAN'AN ZHONG ROAD
SHANGHAI
China
Monday - Friday, 9:00AM - 6:00PM
Tel: 86-21-68862466, Fax: 86-21-68862467
Chief Compliance Officer
ZHONGREN JING
28/F, TOWER 3, JING'AN KERRY CENTER,
1228 YAN'AN ZHONG ROAD
SHANGHAI
China
Z****@********************M
(Full email address available in API data)
Industry Affiliates
| CLAYTON, DUBILIER & RICE, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRINCIPLE CAPITAL ASSOCIATES IV, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRINCIPLE CAPITAL ASSOCIATES V, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRINCIPLE CAPITAL FUND IV, L.P. | Private Equity Fund | $299.5M | $5.0M | 16 |
| PRINCIPLE CAPITAL FUND V, L.P. | Private Equity Fund | $153.2M | $5.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRINCIPLE CAPITAL LIMITED | Foreign Entity | – | SHAREHOLDER CLASS A & B | 03/2016 | 50-75% |
| CLAYTON, DUBILIER & RICE, LLC | Domestic Entity | – | SHAREHOLDER CLASS B | 03/2016 | 25-50% |
| ZHONG-REN, JIN | Individual | – | DIRECTOR | 03/2016 | < 5% |
| Lin-Lin, Zhou | Individual | – | DIRECTOR | 03/2016 | < 5% |
| PRINCIPLE CAPITAL FUND IV GP, LIMITED | Foreign Entity | – | GP OF PRINCIPLE CAPITAL ASSOCIATES IV, L.P. | 03/2016 | < 5% |
| Lin-Lin, Zhou | Individual | – | LP OF PRINCIPLE CAPITAL ASSOCIATES IV, L.P. | 03/2016 | 25-50% |
| CD&R CHINA ASSOCIATES, L.P. | Foreign Entity | – | LP OF PRINCIPLE CAPITAL ASSOCIATES IV, L.P. | 03/2016 | > 75% |
| CLAYTON, DUBILIER & RICE HOLDINGS, L.P. | Foreign Entity | CLAYTON, DUBILIER & RICE, LLC | SOLE MANAGING MEMBER | 10/2019 | > 75% |
| CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC | Domestic Entity | CLAYTON, DUBILIER & RICE HOLDINGS, L.P. | GP OF CLAYTON, DUBILIER & RICE HOLDINGS, L.P. | 08/2009 | |
| PRINCIPLE CAPITAL ADVISORS LIMITED | Foreign Entity | PRINCIPLE CAPITAL FUND IV GP, LIMITED | SHAREHOLDER OF PRINCIPLE CAPITAL IV GP, LIMITED | 03/2016 | > 75% |
| CLAYTON, DUBILIER & RICE HOLDINGS, LLC | Foreign Entity | CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC | SOLE & MANAGING MEMBER OF CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC | 08/2020 | |
| Lin-Lin, Zhou | Individual | PRINCIPLE CAPITAL LIMITED | MEMBER | 06/2005 | > 75% |
| PRINCIPLE CAPITAL FUND V GP, LIMITED | Foreign Entity | – | GP OF PRNCIPLE CAPITAL ASSOCIATES V, L.P. | 12/2021 | < 5% |
| CD&R CHINA ASSOCIATES V, L.P. | Foreign Entity | – | LP OF PRINCIPLE CAPITAL ASSOCIATES V, L.P. | 12/2021 | > 75% |
| PRINCIPLE CAPITAL ADVISORS LIMITED | Foreign Entity | PRINCIPLE CAPITAL FUND V GP, LIMITED | SHAREHOLDER OF PRINCIPLE CAPITAL V GP, LIMITED | 12/2021 | > 75% |
| CD&R INVESTMENT ASSOCIATES IX, LTD. | Foreign Entity | CD&R CHINA ASSOCIATES, L.P. | GP OF CD&R CHINA ASSOCIATES, L.P. | 04/2016 | |
| CD&R JV ASSOCIATES, LTD. | Foreign Entity | CD&R CHINA ASSOCIATES V, L.P. | GP OF CD&R CHINA ASSOCIATES V, L.P. | 12/2021 | |
| Lin-Lin, Zhou | Individual | – | LP OF PRINCIPLE CAPITAL ASSOCIATES V, L.P. | 12/2021 | 10-25% |
| CLAYTON, DUBILIER & RICE INVESTMENT HOLDINGS GP, L.P. | Foreign Entity | CD&R INVESTMENT ASSOCIATES IX, LTD. | SHAREHOLDER OF CD&R INVESTMENT ASSOCIATES IX, LTD. | 12/2012 | > 75% |
| CLAYTON, DUBILIER & RICE INVESTMENT HOLDINGS GP, L.P. | Foreign Entity | CD&R JV ASSOCIATES, LTD. | SHAREHOLDER OF CD&R JV ASSOCIATES, LTD. | 03/2017 | > 75% |
| CLAYTON, DUBILIER & RICE HOLDINGS, LLC. | Foreign Entity | CLAYTON, DUBILIER & RICE INVESTMENT HOLDINGS GP, L.P. | GP OF CLAYTON, DUBILIER & RICE INVESTMENT HOLDINGS GP, L.P. | 08/2009 | |
| Ng, Yu Kwong | Individual | – | DIRECTOR | 05/2023 | < 5% |