TEMPORIS CAPITAL LIMITED
Adviser information for TEMPORIS CAPITAL LIMITED last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129320 |
|---|---|
| SEC ERA File Number | 802-129320 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329113 |
| Legal Entity Identifier | 549300OFUVUXOO0EWR53 |
Principal Office
125-130 STRAND7TH FLOOR, WELLINGTON HOUSE
LONDON
United Kingdom
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +44-207-491-9033, Fax: None
Chief Compliance Officer
MARK LAWSON
125-130 STRAND
7TH FLOOR, WELLINGTON HOUSE
LONDON
United Kingdom
Tel:
+447469035381
M**********@******************M
(Full email address available in API data)
Industry Affiliates
| TEMPORIS INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| URSUS CREDIT OPPORTUNITIES FUND | FIXED INCOME | $67.5M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURKE, THOMAS, BRENNAN | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2021 | < 5% |
| CANDELIA LIMITED | Foreign Entity | – | OWNER | 04/2016 | > 75% |
| TEMPORIS LIMITED | Foreign Entity | CANDELIA LIMITED | OWNER | 08/2010 | > 75% |
| GUY, DERRY, C | Individual | TEMPORIS LIMITED | DIRECTOR | 10/2005 | |
| WATSON, DAVID, TIMOTHY PATRICK | Individual | TEMPORIS LIMITED | DIRECTOR | 12/2010 | 25-50% |
| SENOUF, ANDRES | Individual | TEMPORIS LIMITED | DIRECTOR | 05/2006 | |
| ROSEN, IAN, DOUGLAS | Individual | TEMPORIS LIMITED | DIRECTOR | 09/2012 | |
| LUMSDEN, ALISTAIR, MICHAEL | Individual | TEMPORIS LIMITED | DIRECTOR | 11/2023 | |
| Barber, Marie | Individual | – | CHIEF OPERATING OFFICER | 03/2020 | < 5% |
| LAWSON, MARK, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |