MERCATO PARTNERS

MERCATO MANAGEMENT, LLC Legal Name

Adviser information for MERCATO PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-129324
SEC ERA File Number 802-129324
SEC CIK Numbers None
SEC CRD Numbers 163142
Legal Entity Identifier None

Principal Office

2750 E COTTONWOOD PARKWAY
SUITE 500
SALT LAKE CITY
UT
United States
Monday - Friday, 9AM-5PM
Tel: 801-220-0055, Fax: None

Chief Compliance Officer

RYAN PARKER
CHIEF FINANCIAL OFFICER
2750 E COTTONWOOD PARKWAY
SUITE 500
SALT LAKE CITY
UT
United States
Tel: 801-860-2602
(Full email address available in API data)

Industry Affiliates

MERCATO PARTNERS GROWTH II GP, LLC Sponsor, GP, manager of pooled investment vehicles
MERCATO PARTNERS GROWTH III GP, LLC Sponsor, GP, manager of pooled investment vehicles
MERCATO PARTNERS SAVORY I GP, LLC Sponsor, GP, manager of pooled investment vehicles
MERCATO PARTNERS SAVORY II GP, LLC Sponsor, GP, manager of pooled investment vehicles
MERCATO PARTNERS TRAVERSE IV GP, LLC Sponsor, GP, manager of pooled investment vehicles
PRELUDE FUND II GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MERCATO PARTNERS GROWTH AFFILIATES II, L.P. Venture Capital Fund $0.5M $0.3M 15
MERCATO PARTNERS GROWTH AI II, L.P. Venture Capital Fund $0.9M $0.5M 25
MERCATO PARTNERS GROWTH AI III, L.P. Venture Capital Fund $18.3M $0.5M 30
MERCATO PARTNERS GROWTH II, L.P. Venture Capital Fund $10.3M $0.5M 55
MERCATO PARTNERS GROWTH III, L.P. Venture Capital Fund $488.5M $0.5M 55
MERCATO PARTNERS SAVORY I QP, L.P. Venture Capital Fund $76.1M $0.3M 10
MERCATO PARTNERS SAVORY I, LP Venture Capital Fund $171.3M $0.3M 85
MERCATO PARTNERS SAVORY II QP, LP Venture Capital Fund $47.4M $0.3M 63
MERCATO PARTNERS SAVORY II, LP Venture Capital Fund $11.0M $0.3M 50
MERCATO PARTNERS TRAVERSE AFFILIATES IV, L.P. Venture Capital Fund $6.1M $0.3M 40
MERCATO PARTNERS TRAVERSE IV QP, L.P. Venture Capital Fund $216.5M $0.3M 112
MERCATO PARTNERS TRAVERSE IV, L.P. Venture Capital Fund $17.1M $0.3M 44
PRELUDE FUND II, L.P. Venture Capital Fund $41.1M $0.3M 79

Control Persons

Name Type Entity Title Since Ownership
WARNOCK, GREGORY, HANSEN Individual MANAGING MEMBER, MERCATO MANAGEMENT, LLC 10/2007 > 75%
PARKER, RYAN, KENNETH Individual CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER 06/2017 < 5%

No. Employees, Historic

0002023202420250 on 12/8/20230 on 3/29/2024