PAA UK
PICTET ALTERNATIVE ADVISORS (UK) LTD Legal Name
Adviser information for PAA UK last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129336 |
|---|---|
| SEC ERA File Number | 802-129336 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326653 |
| Legal Entity Identifier | None |
Principal Office
STRATTON HOUSE 3RD FLOOR,5 STRATTON STREET
LONDON
United Kingdom
Monday - Friday, 9AM - 5PM
Tel: 00442078475012, Fax: None
Chief Compliance Officer
MILES HARKNESS
CHIEF RISK OFFICER
STRATTON HOUSE 3RD FLOOR
5 STRATTON STREET
LONDON
United Kingdom
Tel:
+44 20 7847 5012
M********@*********M
(Full email address available in API data)
Industry Affiliates
| PAA SA | Other investment adviser, including financial planners |
| PICTET ASSET MANAGEMENT (EUROPE) SA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PICTET ASSET MANAGEMENT (USA) CORP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PICTET ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PICTET ASSET MANAGEMENT SA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PICTET ALTERNATIVE ADVISORS HOLDING SA | Foreign Entity | – | SHAREHOLDER | 10/2018 | > 75% |
| LOREDAN, FRANCESCO | Individual | – | NON-EXECUTIVE DIRECTOR | 06/2021 | < 5% |
| HARKNESS, MILES, ADAM | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |
| AKTUG, ELIF, AYSE | Individual | – | CHAIRPERSON | 07/2023 | < 5% |
| QUINN, NIALL, MICHAEL | Individual | – | VICE CHAIRPERSON | 07/2023 | < 5% |
| PICTET & CIE GROUP SCA | Foreign Entity | PICTET ALTERNATIVE ADVISORS HOLDING SA | SHAREHOLDER | 05/2014 | > 75% |
| PICTET & PARTNERS | Foreign Entity | PICTET & CIE GROUP SCA | SHAREHOLDER | 05/2014 | > 75% |