SHANGHAI GOKU TECHNOLOGIES LIMITED
Adviser information for SHANGHAI GOKU TECHNOLOGIES LIMITED last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | China |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129392 |
|---|---|
| SEC ERA File Number | 802-129392 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329355 |
| Legal Entity Identifier | 8368007NFZVJTI794T46 |
Principal Office
46F, TIMES FINANCIAL CENTERNO.68 YINCHENG MIDDLE ROAD PUDONG NEW AREA
SHANGHAI
China
Monday - Friday, 8AM-6PM
Tel: +86 021-50773837, Fax: +86 021-68902908
Chief Compliance Officer
XUEJUN TIAN
46F, TIMES FINANCIAL CENTER
NO.68 YINCHENG MIDDLE ROAD PUDONG NEW AREA
SHANGHAI
China
Tel:
+86 021-50773837
Fax:
+86 021-68902908
T*********@***********M
(Full email address available in API data)
Industry Affiliates
| HANGZHOU NIANJUE ASSET MANAGEMENT CO. LTD. | Other investment adviser, including financial planners |
| SINGAPORE GOKU TECHNOLOGIES PTE. LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAINAN NIANJUEGUAN INVESTMENT PARTNERSHIP (LIMITED PARTNERSHIP) | Foreign Entity | – | SHAREHOLDER | 10/2021 | > 75% |
| WANG, LI | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2015 | < 5% |
| ZHANG, YUN | Individual | – | CHIEF FINANCIAL OFFICER | 03/2015 | < 5% |
| TIAN, JUN, XUE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2015 | < 5% |
| GU, YU, CAI | Individual | – | CHIEF OPERATIONS OFFICER | 03/2015 | < 5% |