AURELIUS INVESTMENT ADVISORY INC.
Adviser information for AURELIUS INVESTMENT ADVISORY INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129409 |
|---|---|
| SEC ERA File Number | 802-129409 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329320 |
| Legal Entity Identifier | None |
Principal Office
530 SEVENTH AVENUESUTIE 1409
NEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: 212 391 3896, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| AURELIUS ADVISORY S.R.L. | Other investment adviser, including financial planners |
| AURELIUS EUROPEAN OPPORTUNITES GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| AURELIUS INVESTMENT ADVISORY AB | Other investment adviser, including financial planners |
| AURELIUS INVESTMENT ADVISORY AG | Other investment adviser, including financial planners |
| AURELIUS INVESTMENT ADVISORY BV | Other investment adviser, including financial planners |
| AURELIUS INVESTMENT ADVISORY LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AURELIUS INVESTMENT ADVISORY LIMITED | Foreign Entity | – | SHAREHOLDER | 08/2023 | > 75% |
| AURELIUS INVESTMENTS LIMITED | Foreign Entity | AURELIUS INVESTMENT ADVISORY LIMITED | SHAREHOLDER | 02/2021 | 25-50% |
| AURELIUS EMPLOYEE POOL LIMITED | Foreign Entity | AURELIUS INVESTMENT ADVISORY LIMITED | SHAREHOLDER | 02/2021 | 50-75% |
| AURELIUS EQUITY OPPORTUNITES SE & CO KGAA | Foreign Entity | AURELIUS INVESTMENTS LIMITED | SHAREHOLDER | 02/2021 | > 75% |
| AURELIUS GROWTH INVEST S.�.R.L. | Foreign Entity | AURELIUS EMPLOYEE POOL LIMITED | SHAREHOLDER | 01/2021 | 50-75% |
| AUR GP HOLDCO (UK) LTD. | Foreign Entity | – | SHAREHOLDER OF AURELIUS EUROPEAN OPPORTUNITIES GP S.A.R.L. | 01/2021 | > 75% |
| Nagler, Tristan, Howard | Individual | AUR GP HOLDCO (UK) LTD. | SHAREHOLDER | 01/2021 | 50-75% |
| AURELIUS GROWTH INVEST S.�.R.L. | Foreign Entity | AUR GP HOLDCO (UK) LTD. | SHAREHOLDER | 01/2021 | 50-75% |
| Mayerhausen, Stephan | Individual | – | DIRECTOR, PRESIDENT, SECRETARY AND TREASURER | 08/2023 | < 5% |
| Markus, Julian | Individual | AURELIUS GROWTH INVEST S.�.R.L. | SHAREHOLDER | 10/2020 | > 75% |