CAVALRY MANAGEMENT GROUP
CAVALRY MANAGEMENT GROUP, LLC Legal Name
Adviser information for CAVALRY MANAGEMENT GROUP last updated from Form ADV on January 3rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
101 MONTGOMERY STREETSUITE 2550
SAN FRANCISCO
CA
United States
Monday - Friday, 7:00 AM - 3:00 PM
Tel: 415-439-7000, Fax: 415-439-7171
Chief Compliance Officer
GEOFFREY CAMPBELL FRANK
CHIEF OPERATING OFFICER
101 MONTGOMERY STREET
SUITE 2550
SAN FRANCISCO
CA
United States
Tel:
415-439-7070
Fax:
415-439-7171
G******@************M
(Full email address available in API data)
Industry Affiliates
| CAM GP 1.5, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CAVALRY MANAGEMENT ASIA, LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAVALRY OPPORTUNITY FUND, L.P. | Hedge Fund | $31.6M | $5.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HURLEY, JOHN, K. | Individual | – | MANAGING MEMBER | 01/2003 | 50-75% |
| TGK VENTURES, LLC | Domestic Entity | – | MEMBER | 01/2003 | 25-50% |
| HURLEY, JOHN, K. | Individual | TGK VENTURES, LLC | SOLE MEMBER AND MANAGER | 03/2001 | > 75% |
| FRANK, GEOFFREY, CAMPBELL | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 06/2013 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed May 15th, 2024 for period ending March 31st, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC | COM | 72M | 1K | – |
| AT&T INC | COM | 139M | 28K | – |
| BROADCOM INC | COM | 134M | 361 | – |
| DELL TECHNOLOGIES INC | COM | 158M | 5K | – |
| FORD MTR CO DEL | COM | 175K | 13K | – |
| FTC SOLAR INC | COM | 82K | 153K | – |
| LUMENTUM HLDGS INC | COM | 895K | 19K | – |
| META PLATFORMS INC | CL A | 857K | 2K | – |
| MICRON TECHNOLOGY INC | COM | 833K | 7K | – |
| NEXTERA ENERGY INC | COM | 872K | 14K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 1M | 34K | – |
| NVIDIA CORPORATION | COM | 131M | 512 | – |
| SILICON LABORATORIES INC | COM | 977K | 7K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 735K | 5K | – |
| TELEFONAKTIEBOLAGET LM ERICS | ADR B SEK 10 | 479K | 87K | – |
| TEXAS INSTRS INC | COM | 82M | 2K | – |
| WESTERN DIGITAL CORP. | COM | 991K | 15K | – |