CLEARLIST CAPITAL LLC
Adviser information for CLEARLIST CAPITAL LLC last updated from Form ADV on January 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129459 |
|---|---|
| SEC ERA File Number | 802-129459 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329206 |
| Legal Entity Identifier | None |
Principal Office
40 WALL STREET38TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 212-207-1370, Fax: None
Chief Compliance Officer
NINA SAGLIOCCA
PRESIDENT
40 WALL STREET
38TH FLOOR
NEW YORK
NY
United States
Tel:
212-207-1374
N***@************M
(Full email address available in API data)
Industry Affiliates
| CLEARLIST LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLEARLIST SECURITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLEARLIST SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CLRS X LLC | Private Equity Fund | $132.0M | $0.1M | 122 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAGLIOCCA, NINA | Individual | – | CHIEF COMPLIANCE OFFICER, PRESIDENT | 11/2023 | < 5% |
| CLEARLIST HOLDINGS LLC | Domestic Entity | – | MEMBER | 11/2023 | > 75% |
| MURPHY, PATRICK, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2023 | < 5% |
| FREDRICKSON, ERICA | Individual | – | CHIEF OPERATING OFFICER | 11/2023 | < 5% |
| GTS MANAGEMENT PARTNERS LLC | Domestic Entity | CLEARLIST HOLDINGS LLC | CLASS A MEMBER | 03/2020 | > 75% |
| LIEBERMAN, DAVID, ZALMAN | Individual | GTS MANAGEMENT PARTNERS LLC | MEMBER | 11/2018 | 50-75% |
| RUBENSTEIN, ARI, M | Individual | GTS MANAGEMENT PARTNERS LLC | MEMBER | 11/2018 | 50-75% |