CRESCENDO ASSET MANAGEMENT LLC
Adviser information for CRESCENDO ASSET MANAGEMENT LLC last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129492 |
|---|---|
| SEC ERA File Number | 802-129492 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286198 |
| Legal Entity Identifier | None |
Principal Office
501 MADISON AVENUESUITE 402
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 646-802-0528, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| CAM ALTERNATIVE CAPITAL SOLUTIONS MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| PMOF SPECIAL SITUATIONS PRIVATE CREDIT FUND MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAM ALTERNATIVE CAPITAL SOLUTIONS LLC | TRADE FINANCE FUND | $18.9M | $0.1M | 2 |
| CAM SPECIALTY LENDING 1 LTD. | TRADE FINANCE | $7.1M | $1.0M | 1 |
| CAM SPECIALTY LENDING 2 LTD. | TRADE FINANCE | $8.1M | $1.0M | 1 |
| CRESCENDO CONSUMER FINANCE FUND III | DEBT FUND | $34.0M | $1.0M | 10 |
| PMOF SPECIAL SITUATIONS PRIVATE CREDIT FUND, LLC | DEBT FUND | $6.0M | $1.0M | 110 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRESCENDO CAPITAL SA | Foreign Entity | FINPAR INVESTMENTS LLC (DELAWARE) | SHAREHOLDER | 07/2020 | > 75% |
| FINPAR INVESTMENTS LLC (DELAWARE) | Domestic Entity | – | OWNER | 01/2017 | > 75% |
| DIWAN, JACQUES, GIACOMO | Individual | CHABEN HOLDING LIMITED | SHAREHOLDER | 01/2017 | > 75% |
| CHABEN HOLDING LIMITED | Foreign Entity | CRESCENDO GROUP HOLDING SA | SHAREHOLDER | 01/2017 | > 75% |
| CRESCENDO GROUP HOLDING SA | Foreign Entity | CRESCENDO CAPITAL SA | SHAREHOLDER | 07/2020 | > 75% |
| Kalen, Douglas | Individual | – | MANAGER | 01/2022 | < 5% |
| DIWAN, JACQUES, GIACOMO | Individual | – | MANAGING MEMBER | 08/2023 | < 5% |