NUTSHELL ASSET MANAGEMENT LIMITED
Adviser information for NUTSHELL ASSET MANAGEMENT LIMITED last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | MARCH |
Legal Location | United Kingdom |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-129531 |
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SEC ERA File Number | 802-129531 |
SEC CIK Numbers | None |
SEC CRD Numbers | 329065 |
Legal Entity Identifier | 984500D75B488A6ACE74 |
Principal Office
LIME TREE HOUSE15 LIME TREE WALK
SEVENOAKS
United Kingdom
Monday - Friday, 09:00 TO 17:00
Tel: +44 (0)20 78560520, Fax: None
Chief Compliance Officer
MARK ELLIS
CEO
LIME TREE HOUSE
15 LIME TREE WALK
SEVENOAKS
United Kingdom
Tel:
+442078560520
M*********@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Ellis, Mark | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 11/2019 | 50-75% |
Harvey, Duncan | Individual | – | CHIEF OPERATING OFFICER | 11/2019 | < 5% |
Bigwood, Richard | Individual | – | DIRECTOR | 06/2021 | 5-10% |
SPENCER, MICHAEL, ALAN | Individual | – | DIRECT OWNER | 06/2020 | 5-10% |
IPGL LIMTED | Foreign Entity | – | DIRECT OWNER | 06/2020 | 10-25% |