NUTSHELL ASSET MANAGEMENT LIMITED

Adviser information for NUTSHELL ASSET MANAGEMENT LIMITED last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MARCH
Legal Location United Kingdom

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-129531
SEC ERA File Number 802-129531
SEC CIK Numbers None
SEC CRD Numbers 329065
Legal Entity Identifier 984500D75B488A6ACE74

Principal Office

LIME TREE HOUSE
15 LIME TREE WALK
SEVENOAKS
United Kingdom
Monday - Friday, 09:00 TO 17:00
Tel: +44 (0)20 78560520, Fax: None

Chief Compliance Officer

MARK ELLIS
CEO
LIME TREE HOUSE
15 LIME TREE WALK
SEVENOAKS
United Kingdom
Tel: +442078560520
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Ellis, Mark Individual CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER 11/2019 50-75%
Harvey, Duncan Individual CHIEF OPERATING OFFICER 11/2019 < 5%
Bigwood, Richard Individual DIRECTOR 06/2021 5-10%
SPENCER, MICHAEL, ALAN Individual DIRECT OWNER 06/2020 5-10%
IPGL LIMTED Foreign Entity DIRECT OWNER 06/2020 10-25%

No. Employees, Historic

000202420250 on 1/19/2024