LUMINA
LUMINA CAPITAL MANAGEMENT LTDA. Legal Name
Adviser information for LUMINA last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Brazil |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129555 |
|---|---|
| SEC ERA File Number | 802-129555 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328661 |
| Legal Entity Identifier | None |
Principal Office
RUA PROFESSOR ATILIO INNOCENTINUMBER 165, ROOM 1301
S�O PAULO
Brazil
Monday - Friday, 9AM - 5PM
Tel: +55(11) 5242-2200, Fax: None
Chief Compliance Officer
INEZ COSTA DE BARROS LISBOA
RUA PROFESSOR ATILIO INNOCENTI
NUMBER 165, ROOM 1301
S�O PAULO
Brazil
Tel:
+55(11) 5242-2200
I******@***********M
(Full email address available in API data)
Industry Affiliates
| LUMINA FUND I GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LUMINA SSF SIDECAR J, LP | Private Equity Fund | $12.8M | $0.4M | 0 |
| LUMINA STRATEGIC SOLUTIONS FUND (A), LP | Private Equity Fund | $184.2M | $0.4M | 13 |
| LUMINA STRATEGIC SOLUTIONS FUND (B), LP | Private Equity Fund | $180.4M | $0.4M | 1 |
| LUMINA STRATEGIC SOLUTIONS FUND (C), LP | Private Equity Fund | $179.6M | $0.4M | 11 |
| LUMINA STRATEGIC SOLUTIONS FUND (D), LP | Private Equity Fund | $26.0M | $0.4M | 1 |
| LUMINA STRATEGIC SOLUTIONS FUND (E), LP | Private Equity Fund | $16.8M | $0.4M | 1 |
| LUMINA STRATEGIC SOLUTIONS FUND (F), LP | Private Equity Fund | $66.9M | $0.4M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDBERG, DANIEL, KREPEL | Individual | – | CHIEF INVESTMENT OFFICER | 02/2022 | < 5% |
| VIENNA CAPITAL PARTICIPA��O LTDA. | Foreign Entity | – | SHAREHOLDER | 02/2022 | > 75% |
| GOLDBERG, DANIEL, KREPEL | Individual | VIENNA CAPITAL PARTICIPA��O LTDA. | MANAGER | 10/2020 | 50-75% |