MARILLA INVESTMENT MANAGEMENT LTD.
Adviser information for MARILLA INVESTMENT MANAGEMENT LTD. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Bermuda |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-129596 |
|---|---|
| SEC ERA File Number | 802-129596 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329921 |
| Legal Entity Identifier | None |
Principal Office
C/O AON, POINT HOUSE6 FRONT STREET, HAMILTON
HAMILTON
Bermuda
Monday - Friday, 9AM - 5PM
Tel: 441-295-2220, Fax: None
Chief Compliance Officer
GREGORY MORRIS
200 EAST RANDOLPH STREET
11TH FLOOR
CHICAGO
IL
United States
Tel:
3123819947
G*************@******M
(Full email address available in API data)
Industry Affiliates
| AON SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AON SOLUTIONS IRELAND LIMITED | Other investment adviser, including financial plannersPension consultant |
| MARILLA REINSURANCE LTD. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MARILLA CAPITAL-1, A SEGREGATED ACCOUNT OF MARILLA CAPITAL LTD. | Hedge Fund | $50.2M | $0.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHULTZ, PAUL, THOMAS | Individual | – | DIRECTOR | 12/2020 | < 5% |
| AON HOLDINGS (ISLE OF MAN) LIMITED | Foreign Entity | – | SHAREHOLDER | 08/2023 | > 75% |
| MORRIS, GREGORY, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| AON PLC | Foreign Entity | RANDOLPH FINANCE UNLIMITED COMPANY | SHAREHOLDER | 04/2020 | > 75% |
| AON GLOBAL LIMITED | Foreign Entity | AON HOLDINGS (ISLE OF MAN) LIMITED | SHAREHOLDER | 03/2020 | > 75% |
| RANDOLPH FINANCE UNLIMITED COMPANY | Foreign Entity | AON GLOBAL LIMITED | SHAREHOLDER | 04/2020 | > 75% |
| Wallace, Stephen, James | Individual | – | CHIEF OPERATING OFFICER | 11/2023 | < 5% |
| Mueller, Ralph, Richard | Individual | – | DIRECTOR | 01/2024 | < 5% |
| Rego, Joseph, Moniz | Individual | – | DIRECTOR | 01/2024 | < 5% |