MUUS ASSET MANAGEMENT CO LLC
Adviser information for MUUS ASSET MANAGEMENT CO LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129660 |
|---|---|
| SEC ERA File Number | 802-129660 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329868 |
| Legal Entity Identifier | None |
Principal Office
1995 BROADWAY, 17TH FLOORNEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 212-362-0500, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| MUUS CLIMATE PARTNERS II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MUUS CONVERGENCE FUND II LP | Venture Capital Fund | $13.1M | $1.0M | 60 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUNLEAVY, KATHLEEN, MARY | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 02/1989 | < 5% |
| SONNENFELDT, MICHAEL, WILLIAM | Individual | – | CHAIRMAN; MANAGING PARTNER | 02/1989 | < 5% |
| GARTENBERG, WENDY, ELLEN | Individual | – | CHIEF FINANCIAL OFFICER | 11/2022 | < 5% |
| MUUS 2ND HOLDINGS LLC | Domestic Entity | – | OWNER | 12/2021 | > 75% |
| KATJA B GOLDMAN 2009 DESCENDANTS TRUST | Domestic Entity | MUUS 2ND HOLDINGS LLC | OWNER | 12/2021 | 25-50% |
| MWS 2020 DESCENDANTS TRUST | Domestic Entity | MUUS 2ND HOLDINGS LLC | OWNER | 12/2021 | 50-75% |
| SONNENFELDT, MICHAEL, WILLIAM | Individual | KATJA B GOLDMAN 2009 DESCENDANTS TRUST | TRUSTEE | 04/2009 | |
| JOSEPH, PETER, A | Individual | KATJA B GOLDMAN 2009 DESCENDANTS TRUST | TRUSTEE | 04/2009 | |
| GOLDMAN, LLOYD, MICHAEL | Individual | KATJA B GOLDMAN 2009 DESCENDANTS TRUST | TRUSTEE | 04/2009 | |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | Domestic Entity | KATJA B GOLDMAN 2009 DESCENDANTS TRUST | TRUSTEE | 04/2009 | |
| GOLDMAN, KATJA, BONNIE | Individual | MWS 2020 DESCENDANTS TRUST | TRUSTEE | 12/2020 | |
| SONNENFELDT, FOREST, GOLDMAN | Individual | MWS 2020 DESCENDANTS TRUST | TRUSTEE | 12/2020 | |
| SONNENFELDT, JOYA, CLAIRE | Individual | MWS 2020 DESCENDANTS TRUST | TRUSTEE | 12/2020 | |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | Domestic Entity | MWS 2020 DESCENDANTS TRUST | TRUSTEE | 12/2020 |