SADDLE POINT MANAGEMENT, L.P.
Adviser information for SADDLE POINT MANAGEMENT, L.P. last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
1325 AVENUE OF THE AMERICASNEW YORK
NY
United States
Monday - Friday, 8:30AM-6:30PM
Tel: 212-951-1223, Fax: None
Chief Compliance Officer
SUZANNE CURL
GENERAL COUNSEL
1325 AVENUE OF THE AMERICAS
SUITE 2103
NEW YORK
NY
United States
Tel:
212.951.1223
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| MAXIMA FUND III GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MIDTOWN LEGAL SERVICES, PLLC | Lawyer or law firm |
| OPTIMA VALUE GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SADDLE POINT STRATEGIC ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MAXIMA FUND III, L.P. | Hedge Fund | $58.0M | $0.3M | 19 |
| OPTIMA VALUE HOLDINGS, L.P. - DIVERSIFIED | Hedge Fund | $8.2M | $1.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SADDLE POINT MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 01/2018 | < 5% |
| KATZOVICZ, ROY, JACOB | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2018 | > 75% |
| CURL, SUZANNE, BRETT | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 07/2018 | < 5% |
| ORO-HAHN, KEVIN, ARTHUR | Individual | – | PARTNER | 07/2020 | < 5% |
| KATZOVICZ, ROY, JACOB | Individual | SADDLE POINT MANAGEMENT GP, LLC | MANAGING MEMBER | 01/2018 | > 75% |
No. Employees, Historic
Holdings
From latest 13F, filed November 14th, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL A | 254 | 3K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 429 | 1K | – |
| DROPBOX INC | CL A | 377 | 18K | – |
| GRAY TELEVISION INC | COM | 493 | 34K | – |
| LINDBLAD EXPEDITIONS HLDGS I | COM | 358 | 53K | – |
| LUMENTUM HLDGS INC | COM | 213 | 3K | – |
| LUMENTUM HLDGS INC | COM | 1 | 600 | – |
| OUTBRAIN INC | COM | 120 | 33K | – |
| SLM CORP | COM | 367 | 26K | – |
| VERRA MOBILITY CORP | CL A COM STK | 283 | 18K | – |