ARNOTT CAPITAL PTY LTD
Adviser information for ARNOTT CAPITAL PTY LTD last updated from Form ADV on February 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-129717 |
|---|---|
| SEC ERA File Number | 802-129717 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297366 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 5, 175 MACQUARIE STSYDNEY, NSW
Australia
Monday - Friday, 9:00AM - 5:00PM
Tel: 61 402 437 867, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARNOTT, KENNETH, MCLEAN | Individual | – | MANAGING DIRECTOR | 02/1999 | < 5% |
| 175 MACQUARIE PTY LTD | Foreign Entity | – | SHAREHOLDER | 03/1999 | > 75% |
| Gertos, Yianni, Bill | Individual | – | DIRECTOR | 11/2021 | < 5% |
| ARNOTT, KENNETH, MCLEAN | Individual | 175 MACQUARIE PTY LTD | SHAREHOLDER | 02/1999 | > 75% |