SINOVATION (HK) INVESTMENT MANAGEMENT CO., LIMITED
Adviser information for SINOVATION (HK) INVESTMENT MANAGEMENT CO., LIMITED last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Other (specify) |
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Fiscal Year End | DECEMBER |
Legal Location | Hong Kong |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-129806 |
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SEC ERA File Number | 802-129806 |
SEC CIK Numbers | None |
SEC CRD Numbers | 330180 |
Legal Entity Identifier | None |
Principal Office
SUITE 2204, 22/F, CENTRAL PLAZA18 HARBOUR ROAD, WANCHAI
HONG KONG
Hong Kong
Monday - Friday, 9 AM - 5 PM
Tel: 852 3560 4820, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
SINOVATION FUND MANAGEMENT V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
SINOVATION FUND V, L.P. | Venture Capital Fund | $117.6M | $0.0M | 23 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SINOVATION IM LIMITED | Foreign Entity | – | SHAREHOLDER | 11/2021 | > 75% |
LEE, KAI-FU | Individual | – | DIRECTOR | 12/2023 | > 75% |
TAO, NING | Individual | – | RESPONSIBLE OFFICER | 12/2022 | < 5% |
Weng, Wing Yee | Individual | – | DIRECTOR | 11/2021 | < 5% |
LEE, KAI-FU | Individual | SINOVATION IM LIMITED | SHAREHOLDER | 11/2021 | > 75% |