BREAKWATER MANAGEMENT, LP
Adviser information for BREAKWATER MANAGEMENT, LP last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129837 |
|---|---|
| SEC ERA File Number | 802-129837 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170036 |
| Legal Entity Identifier | None |
Principal Office
2121 AVENUE OF THE STARSSUITE 800
CENTURY CITY
CA
United States
Monday - Friday, 9:00AM TO 5:00PM (PST)
Tel: (424) 777-4000, Fax: None
Chief Compliance Officer
JOE KACZOROWSKI
PARTNER & CHIEF FINANCIAL OFFICER
2121 AVENUE OF THE STARS
SUITE 800
CENTURY CITY
CA
United States
Tel:
(424) 777-4025
J***@*****************M
(Full email address available in API data)
Industry Affiliates
| BREAKWATER CREDIT OPPORTUNITIES FUND II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BREAKWATER CREDIT OPPORTUNITIES FUND III GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BREAKWATER INVESTMENT MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BCOF SIDECAR 2015, LP | PRIVATE DEBT FUND | $12.7M | $0.5M | 71 |
| BREAKWATER CREDIT OPPORTUNITIES FUND II LP | PRIVATE DEBT FUND | $89.7M | $5.0M | 23 |
| BREAKWATER CREDIT OPPORTUNITIES FUND III LP | PRIVATE DEBT FUND | $22.8M | $5.0M | 8 |
| BREAKWATER CREDIT OPPORTUNITIES FUND LP | PRIVATE DEBT FUND | $8.7M | $0.5M | 76 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BECKMAN, ERIC, BLAIR | Individual | – | MANAGING PARTNER | 10/2014 | 50-75% |
| KACZOROWSKI, JOSEPH, CHARLES | Individual | – | PARTNER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 08/2017 | < 5% |
| ESTATE OF SAIF MANSOUR | Domestic Entity | – | ESTATE OF SAIF MANSOUR | 01/2007 | 50-75% |