LFG+ZEST SA
Adviser information for LFG+ZEST SA last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129848 |
|---|---|
| SEC ERA File Number | 802-129848 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329059 |
| Legal Entity Identifier | 549300NN0FG2Y4MXF572 |
Principal Office
VIA F. PELLI 3LUGANO
Switzerland
Monday - Friday, 09:00 - 17:00 CEST
Tel: +41-91-912-49-61, Fax: +41-91-910-30-11
Chief Compliance Officer
NoneIndustry Affiliates
| ESSENTIA FAMILY OFFICE SA | Other investment adviser, including financial planners |
| LFA | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HIVE EQUITY FUND | Hedge Fund | $12.5M | $0.1M | 39 |
| HIVE FUNDS ALLOCATION | Hedge Fund | $10.0M | $0.1M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LFG HOLDING SA | Foreign Entity | – | OWNER | 06/2022 | > 75% |
| Borghesi, Massimo | Individual | – | DIRECTOR, DEPUTY CEO | 10/2023 | < 5% |
| Guagni, Enrico | Individual | – | EXECUTIVE DIRECTOR, CEO | 08/2015 | < 5% |
| Mantia, Rosetta | Individual | – | EXECUTIVE DIRECTOR | 07/2019 | < 5% |
| Sironi, Miriam | Individual | – | DEPUTY DIRECTOR | 01/2022 | < 5% |
| SPELLINI, SIRO | Individual | LFG HOLDING SA | SHAREHOLDER | 11/2010 | 25-50% |
| BERNASCONI, FRANCESCO | Individual | LFG HOLDING SA | SHAREHOLDER | 11/2010 | 25-50% |
| Cavadini, Morys | Individual | – | DIRECTOR | 07/2012 | < 5% |
| Menaballi, Michelle | Individual | – | DIRECTOR | 06/2014 | < 5% |
| Colonna, Piero | Individual | – | DIRECTOR | 07/2019 | < 5% |
| Generali, Gianluca | Individual | – | DIRECTOR | 10/2023 | < 5% |