BROADHAVEN VENTURES GP I, LLC
Adviser information for BROADHAVEN VENTURES GP I, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-129857 |
|---|---|
| SEC ERA File Number | 802-129857 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304157 |
| Legal Entity Identifier | None |
Principal Office
150 N. RIVERSIDE PLAZA, 25TH FLOORCHICAGO
IL
United States
Monday - Friday, 9:00AM-5:00PM
Tel: (312) 621-9801, Fax: None
Websites
Chief Compliance Officer
GREGORY A. PHILLIPS
MEMBER
150 N. RIVERSIDE PLAZA
25TH FLOOR
CHICAGO
IL
United States
Tel:
(312) 621-9801
G************@*************M
(Full email address available in API data)
Industry Affiliates
| BROADHAVEN SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BROADHAVEN SPV | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROADHAVEN SPV | SPV | $3.8M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCOTSFORD, LLC | Domestic Entity | – | OWNER | 04/2015 | 10-25% |
| VON DOHLEN LLC | Domestic Entity | – | OWNER | 04/2015 | 10-25% |
| GATE16, LLC | Domestic Entity | – | OWNER | 04/2015 | 10-25% |
| SUNDANCER ASSOCIATES, LLC | Domestic Entity | – | OWNER | 05/2015 | 10-25% |
| M4BH LLC | Domestic Entity | – | OWNER | 06/2018 | 10-25% |
| PHILLIPS, GREGORY, ALLEN | Individual | – | MEMBER & CHIEF COMPLIANCE OFFICER | 04/2015 | < 5% |
| PHILLIPS, GREGORY, ALLEN | Individual | SCOTSFORD, LLC | OWNER | 04/2015 | > 75% |
| VON DOHLEN, GERARD, NICHOLAS | Individual | VON DOHLEN LLC | OWNER | 04/2015 | > 75% |
| SIDGMORE, MICHAEL, JOHN | Individual | M4BH LLC | OWNER | 04/2019 | > 75% |
| DEPETRIS, GREGORY, WAYNE | Individual | SUNDANCER ASSOCIATES, LLC | OWNER | 05/2015 | > 75% |
| Edelstein, Perry, Howard | Individual | GATE16, LLC | OWNER | 05/2012 | > 75% |