HILCO INVESTMENT ADVISORS, LLC
Adviser information for HILCO INVESTMENT ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-130018 |
|---|---|
| SEC ERA File Number | 802-130018 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300222 |
| Legal Entity Identifier | None |
Principal Office
5 REVERE DRIVESUITE 206
NORTHBROOK
IL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 847-509-1100, Fax: 847-509-1150
Chief Compliance Officer
ERIC W. KAUP
CHIEF COMPLIANCE OFFICER
5 REVERE DRIVE
SUITE 206
NORTHBROOK
IL
United States
Tel:
847-849-2966
Fax:
847-897-0766
E****@**************M
(Full email address available in API data)
Industry Affiliates
| HILCO CORPORATE FINANCE, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HILCO REAL ESTATE, LLC | Real estate broker or dealer |
| HILCO TRADING, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HMR STRATEGIC OPPORTUNITIES (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HILCO GLOBAL STRATEGIC OPPORTUNITIES, L.P. | Private Equity Fund | $29.7M | $0.0M | 2 |
| HMR STRATEGIC OPPORTUNITIES FUND (DD), L.P. | Private Equity Fund | $1.4M | $0.0M | 2 |
| HMR STRATEGIC OPPORTUNITIES FUND, L.P. | Private Equity Fund | $55.9M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAUP, ERIC, WARD | Individual | – | CCO | 12/2018 | < 5% |
| CHEN, JOHN, PIERCE | Individual | – | COO | 12/2018 | < 5% |
| HILCO TRADING, LLC | Domestic Entity | – | MEMBER | 12/2018 | > 75% |
| HILCO HOLDINGS, LLC | Domestic Entity | HILCO TRADING, LLC | MEMBER | 12/2007 | 25-50% |
| HILCO, INC. | Domestic Entity | HILCO HOLDINGS, LLC | MEMBER | 08/1987 | > 75% |
| HECKTMAN, JEFFREY, BRUCE | Individual | HILCO, INC. | SHAREHOLDER | 08/1987 | > 75% |
| HGS ACQUISITION, LLC | Domestic Entity | HILCO TRADING, LLC | MEMBER | 03/2011 | 25-50% |
| JEFFREY HECKTMAN TRUST U/A/D 3/28/1984 | Domestic Entity | HGS ACQUISITION, LLC | MEMBER | 03/1984 | 25-50% |
| HECKTMAN, JEFFREY, BRUCE | Individual | JEFFREY HECKTMAN TRUST U/A/D 3/28/1984 | TRUSTEE | 03/1984 | > 75% |
| CDPQ INVESTMENTS (U.S.) INC. | Domestic Entity | HILCO TRADING, LLC | MEMBER | 02/2019 | 25-50% |
| FIORANTE, ERNEST | Individual | – | CFO, MANAGING MEMBER | 03/2021 | < 5% |