SABBY MANAGEMENT, LLC

Adviser information for SABBY MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-130032
SEC ERA File Number 802-130032
SEC CIK Numbers 1535610
SEC CRD Numbers 162659
Legal Entity Identifier None

Principal Office

7012 FISHER ISLAND DR
MIAMI BEACH
FL
United States
Monday - Friday, 8:30 - 5:30
Tel: 646 307 4500, Fax: None

Chief Compliance Officer

ROBERT GRUNDSTEIN
CHIEF OPERATING OFFICER AND GENERAL COUNSEL
7012 FISHER ISLAND DR
7012
MIAMI BEACH
FL
United States
Tel: 6463074500
(Full email address available in API data)

Industry Affiliates

SABBY CAPITAL, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SABBY HEALTHCARE MASTER FUND, LTD. Hedge Fund $10.1M $0.5M 28
SABBY VOLATILITY WARRANT MASTER FUND, LTD. Private Equity Fund $117.4M $0.3M 73

Control Persons

Name Type Entity Title Since Ownership
MINTZ, HAL, DAVID Individual PRINCIPAL AND MANAGING MEMBER OF SABBY MANAGEMENT, LLC AND SABBY CAPITAL, LLC 06/2011 50-75%
GRUNDSTEIN, ROBERT, ALAN Individual PRINCIPAL, MEMBER, CHIEF OPERATING OFFICER AND GENERAL COUNSEL OF SABBY MANAGEMENT, LLC AND SABBY CAPITAL, LLC 06/2011 25-50%
GRUNDSTEIN, ROBERT, ALAN Individual CHIEF COMPLIANCE OFFICER OF SABBY MANAGEMENT, LLC AND SABBY CAPITAL, LLC 06/2013 25-50%

No. Employees, Historic

000202420250 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
60 DEGREES *W 21K 296K Mintz Hal
AMPLITECH GROUP INC *W 13K 333K Mintz Hal
APPLIED DNA SCIENCES INC COM 29K 70K Mintz Hal
APTEVO THERAPEUTICS INC COM 153K 501K Mintz Hal
AVENUE THERAPEUTICS INC COM 131K 37K Mintz Hal
BIONDVAX PHARMACEUTICALS LTD ADR 50K 18K Mintz Hal
BIOVIE INC CL A 294K 733K Mintz Hal
BIT DIGITAL INC SHS 1M 4K Mintz Hal
CHECKPOINT THERAPEUTICS INC COM 582K 3K Mintz Hal
CHINA NATURAL RESOURCES INC SHS 82K 105K Mintz Hal
CINGULATE INC *W 5K 459K Mintz Hal
CORE SCIENTIFIC COM 459K 494 Mintz Hal
CORE SCIENTIFIC COM 5M 6K Mintz Hal
CORE SCIENTIFIC *W 762K 169K Mintz Hal
EFFECTOR THERAPEUTICS COM 102K 352K Mintz Hal
ELTEK LTD SHS 396K 41K Mintz Hal
ENSYSCE BIOSCIENCES INC COM 159K 314K Mintz Hal
EOS ENERGY ENTERPRISES INC COM 65K 511 Mintz Hal
GEVO INC COM 139K 250K Mintz Hal
GEVO INC COM 70K 1K Mintz Hal
GLOBUS MARITIME LIMITED COM 17K 91 Mintz Hal
GREENWAVE TECHNOLOGY COM 406K 229K Mintz Hal
INMED PHARMACEUTICALS INC COM 82K 307K Mintz Hal
ISHARES TR ETF 304K 2K Mintz Hal
ISHARES TR ETF 6M 294 Mintz Hal
ISHARES TR ETF 51M 3K Mintz Hal
LIPELLA PHARMACEUTICALS INC COM 243K 540K Mintz Hal
NEXIMMUNE INC COM 138K 50K Mintz Hal
NRX PHARMACEUTICALS INC COM 129K 530 Mintz Hal
REDHILL BIOPHARMA LTD ADS 497K 1M Mintz Hal
REVIVA PHARMACEUTCLS HLDGS INC COM 303K 237K Mintz Hal
SIDUS SPACE INC CL A 194K 83K Mintz Hal
SMART FOR LIFE INC COM 102K 35K Mintz Hal
SONNET BIOTHERAPEUTICS HLDNG INC COM 223K 238K Mintz Hal
SPDR S&P 500 ETF TR ETF 17M 304 Mintz Hal
SPDR S&P 500 ETF TR ETF 60M 1K Mintz Hal
SUNSHINE BIOPHARMA INC COM 8K 20K Mintz Hal
VIVANI MEDICAL INC COM 3M 2M Mintz Hal
WEARABLE DEVICES LTD *W 13K 223K Mintz Hal