SABBY MANAGEMENT, LLC
Adviser information for SABBY MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Principal Office
7012 FISHER ISLAND DRMIAMI BEACH
FL
United States
Monday - Friday, 8:30 - 5:30
Tel: 646 307 4500, Fax: None
Chief Compliance Officer
ROBERT GRUNDSTEIN
CHIEF OPERATING OFFICER AND GENERAL COUNSEL
7012 FISHER ISLAND DR
7012
MIAMI BEACH
FL
United States
Tel:
6463074500
R**********@******************M
(Full email address available in API data)
Industry Affiliates
SABBY CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
SABBY HEALTHCARE MASTER FUND, LTD. | Hedge Fund | $10.1M | $0.5M | 28 |
SABBY VOLATILITY WARRANT MASTER FUND, LTD. | Private Equity Fund | $117.4M | $0.3M | 73 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MINTZ, HAL, DAVID | Individual | – | PRINCIPAL AND MANAGING MEMBER OF SABBY MANAGEMENT, LLC AND SABBY CAPITAL, LLC | 06/2011 | 50-75% |
GRUNDSTEIN, ROBERT, ALAN | Individual | – | PRINCIPAL, MEMBER, CHIEF OPERATING OFFICER AND GENERAL COUNSEL OF SABBY MANAGEMENT, LLC AND SABBY CAPITAL, LLC | 06/2011 | 25-50% |
GRUNDSTEIN, ROBERT, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER OF SABBY MANAGEMENT, LLC AND SABBY CAPITAL, LLC | 06/2013 | 25-50% |
No. Employees, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
60 DEGREES | *W | 21K | 296K | Mintz Hal |
AMPLITECH GROUP INC | *W | 13K | 333K | Mintz Hal |
APPLIED DNA SCIENCES INC | COM | 29K | 70K | Mintz Hal |
APTEVO THERAPEUTICS INC | COM | 153K | 501K | Mintz Hal |
AVENUE THERAPEUTICS INC | COM | 131K | 37K | Mintz Hal |
BIONDVAX PHARMACEUTICALS LTD | ADR | 50K | 18K | Mintz Hal |
BIOVIE INC | CL A | 294K | 733K | Mintz Hal |
BIT DIGITAL INC | SHS | 1M | 4K | Mintz Hal |
CHECKPOINT THERAPEUTICS INC | COM | 582K | 3K | Mintz Hal |
CHINA NATURAL RESOURCES INC | SHS | 82K | 105K | Mintz Hal |
CINGULATE INC | *W | 5K | 459K | Mintz Hal |
CORE SCIENTIFIC | COM | 459K | 494 | Mintz Hal |
CORE SCIENTIFIC | COM | 5M | 6K | Mintz Hal |
CORE SCIENTIFIC | *W | 762K | 169K | Mintz Hal |
EFFECTOR THERAPEUTICS | COM | 102K | 352K | Mintz Hal |
ELTEK LTD | SHS | 396K | 41K | Mintz Hal |
ENSYSCE BIOSCIENCES INC | COM | 159K | 314K | Mintz Hal |
EOS ENERGY ENTERPRISES INC | COM | 65K | 511 | Mintz Hal |
GEVO INC | COM | 139K | 250K | Mintz Hal |
GEVO INC | COM | 70K | 1K | Mintz Hal |
GLOBUS MARITIME LIMITED | COM | 17K | 91 | Mintz Hal |
GREENWAVE TECHNOLOGY | COM | 406K | 229K | Mintz Hal |
INMED PHARMACEUTICALS INC | COM | 82K | 307K | Mintz Hal |
ISHARES TR | ETF | 304K | 2K | Mintz Hal |
ISHARES TR | ETF | 6M | 294 | Mintz Hal |
ISHARES TR | ETF | 51M | 3K | Mintz Hal |
LIPELLA PHARMACEUTICALS INC | COM | 243K | 540K | Mintz Hal |
NEXIMMUNE INC | COM | 138K | 50K | Mintz Hal |
NRX PHARMACEUTICALS INC | COM | 129K | 530 | Mintz Hal |
REDHILL BIOPHARMA LTD | ADS | 497K | 1M | Mintz Hal |
REVIVA PHARMACEUTCLS HLDGS INC | COM | 303K | 237K | Mintz Hal |
SIDUS SPACE INC | CL A | 194K | 83K | Mintz Hal |
SMART FOR LIFE INC | COM | 102K | 35K | Mintz Hal |
SONNET BIOTHERAPEUTICS HLDNG INC | COM | 223K | 238K | Mintz Hal |
SPDR S&P 500 ETF TR | ETF | 17M | 304 | Mintz Hal |
SPDR S&P 500 ETF TR | ETF | 60M | 1K | Mintz Hal |
SUNSHINE BIOPHARMA INC | COM | 8K | 20K | Mintz Hal |
VIVANI MEDICAL INC | COM | 3M | 2M | Mintz Hal |
WEARABLE DEVICES LTD | *W | 13K | 223K | Mintz Hal |