MAULOA MANAGEMENT, LLC
Adviser information for MAULOA MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-130045 |
|---|---|
| SEC ERA File Number | 802-130045 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329532 |
| Legal Entity Identifier | None |
Principal Office
8401 CONNECTICUT AVENUESUITE 1260
CHEVY CHASE
MD
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 301-610-7603, Fax: None
Chief Compliance Officer
DAVID FLYER
8401 CONNECTICUT AVENUE
SUITE 1260
CHEVY CHASE
MD
United States
Tel:
202-528-6296
D****@************M
(Full email address available in API data)
Industry Affiliates
| MAULOA MANAGEMENT HOLDINGS, LLC | Other investment adviser, including financial planners |
| SACHS CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SACHS CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MAULOA FUND I, LLC | Venture Capital Fund | $36.2M | $0.5M | 22 |
| MAULOA-OC, LLC | Venture Capital Fund | $7.5M | $0.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AW SACHS, LLC | Domestic Entity | – | MANAGER | 09/2021 | > 75% |
| FLYER, DAVID | Individual | – | CHIEF OPERATIONS OFFICER | 09/2021 | < 5% |
| SACHS, ANDREW W | Individual | – | MANAGING PARTNER | 09/2021 | < 5% |
| SATO, KAI | Individual | – | PARTNER | 09/2021 | < 5% |
| MAYBERG, LOUIS, MARK | Individual | – | DIRECTOR | 09/2021 | < 5% |
| MOHR, TODD | Individual | – | PARTNER | 09/2021 | < 5% |
| SACHS, ANDREW W | Individual | AW SACHS, LLC | MANAGER | 09/2021 | > 75% |