MIRAE ASSET CAPITAL LIFE SCIENCE, INC.
Adviser information for MIRAE ASSET CAPITAL LIFE SCIENCE, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-130051 |
|---|---|
| SEC ERA File Number | 802-130051 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 330824 |
| Legal Entity Identifier | None |
Principal Office
173 WARREN AVENUEUNIT 1
BOSTON
MA
United States
Monday - Friday, 9:00 AM- 5:00 PM
Tel: 650-407-8285, Fax: None
Chief Compliance Officer
ARMAND APONTE
HEAD OF LEGAL
1212 AVENUE OF THE AMERICAS
10TH FLOOR
NEW YORK
NY
United States
Tel:
212-205-8316
Fax:
212-205-8390
A************@*************M
(Full email address available in API data)
Industry Affiliates
| MIRAE ASSET CAPITAL CO., LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MIRAE ASSET CAPITAL LIFE SCIENCE VENTURES I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC | Other investment adviser, including financial planners |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | Other investment adviser, including financial planners |
| MIRAE ASSET SECURITIES (UK) LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MIRAE ASSET SECURITIES (USA) INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MIRAE ASSET CAPITAL LIFE SCIENCE INCEPTION I, LP | Venture Capital Fund | $12.8M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIM, YOUNG, HWAN | Individual | – | DIRECTOR | 04/2023 | < 5% |
| PARK, HYEON JOO | Individual | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | SHAREHOLDER | 01/2006 | > 75% |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | Foreign Entity | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | SHAREHOLDER | 03/2011 | 50-75% |
| KRISHNAN, NAVEEN, M | Individual | – | SVP & MANAGING DIRECTOR | 09/2023 | < 5% |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Foreign Entity | MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | SHAREHOLDER | 04/2008 | 25-50% |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) INC. | Domestic Entity | – | MEMBER | 04/2023 | 50-75% |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | Foreign Entity | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | SHAREHOLDER | 03/2011 | > 75% |
| MIRAE ASSET CAPITAL CO., LTD. | Foreign Entity | – | MEMBER | 04/2023 | 25-50% |