PARAGON OUTCOMES MANAGEMENT LLC
Adviser information for PARAGON OUTCOMES MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-130053 |
|---|---|
| SEC ERA File Number | 802-130053 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156403 |
| Legal Entity Identifier | None |
Principal Office
260 MADISON AVENUE8TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 646-619-8700, Fax: None
Chief Compliance Officer
STEVEN RUGGERI
CHIEF FINANCIAL OFFICER
260 MADISON AVENUE
8TH FLOOR
NEW YORK
NY
United States
Tel:
646-368-6885
S*******@******************M
(Full email address available in API data)
Industry Affiliates
| SHELANU CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARAGON REAL ASSETS LLC - SERIES 1 | Private Equity Fund | $139.0M | $25.0M | 6 |
| PARAGON REAL ASSETS LLC - SERIES 3 | Private Equity Fund | $5.2M | $25.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRIPOLI, FRANK, NMN | Individual | – | CHIEF INVESTMENT OFFICER | 01/2018 | < 5% |
| RUGGERI, STEVEN, THOMAS | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 05/2019 | < 5% |
| PARAGON OUTCOMES MANAGEMENT LP | Domestic Entity | – | MANAGING MEMBER | 01/2021 | > 75% |
| TRIPOLI, FRANK, NMN | Individual | PARAGON OUTCOMES MANAGEMENT GP, LLC | MANAGING MEMBER | 01/2021 | > 75% |
| PARAGON OUTCOMES MANAGEMENT GP, LLC | Domestic Entity | PARAGON OUTCOMES MANAGEMENT LP | GENERAL PARTNER | 01/2021 | |
| TRIPOLI, FRANK, NMN | Individual | PARAGON OUTCOMES MANAGEMENT LP | PARTNER | 01/2021 | > 75% |