AUTUMN WIND ASSET MANAGEMENT INC
Adviser information for AUTUMN WIND ASSET MANAGEMENT INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Virginia, United States |
Employees
Total Number of Employees | 0 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-130067 |
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SEC ERA File Number | 802-130067 |
SEC CIK Numbers | None |
SEC CRD Numbers | 110569 |
Legal Entity Identifier | None |
Principal Office
11911 FREEDOM DRIVE, SUITE 580RESTON
VA
United States
Monday - Friday, 9:00 - 5:00
Tel: 703-757-3848, Fax: 703-757-7620
Websites
Chief Compliance Officer
MICHAEL O'DONNELL
CHIEF COMPLIANCE OFFICER
11911 FREEDOM DRIVE, SUITE 580
RESTON
VA
United States
Tel:
(703) 757-3848
M********@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
AUTUMN WIND GLOBAL MULTI-STRATEGIES FUND, LLC | Hedge Fund | $32.4M | $0.1M | 2 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
FALKENBERRY, THOMAS, NEAL | Individual | – | PRESIDENT | 05/2000 | > 75% |
O'DONNELL, MICHAEL, JAMES | Individual | – | CCO | 03/2013 | < 5% |